STIEVEN CAPITAL ADVISORS, L.P.

C47
CRD 136106·SEC 801-64668·ST. LOUIS, MO
AUM
$563.4M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STIEVEN CAPITAL ADVISORS, L.P.
CRD
136106
SEC file #
801-64668
EIN
000000000
DBA names

Economics

AUM
$563.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$586.1M → $563.4M▼ -4%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
8
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
9 advisors → 7 advisors▼ -22%
Primary office
ST. LOUIS MO
Branches

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
Website

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STIEVEN, JOSEPH, ALBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
STIEVEN, JOSEPH, ALBERT
COVINGTON, STEPHEN, LEON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001375510
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2006-09-11
Edgar Last Filing Date
2026-02-27
Edgar Form D Count
17
Edgar Form D Offerings
2026-02-272026-02-27 · 0000902664-26-001333
2025-02-282025-02-28 · 0000902664-25-001275
Edgar Former Names
STIEVEN FINANCIAL OFFSHORE INVESTORS LTD

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Goldman Sachs12
E*trade4
Edgar Addresses
Mailing
INTERTRUST CORPORATE SVCS (CAYMAN) LTDONE NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9005
Business
INTERTRUST CORPORATE SVCS (CAYMAN) LTDONE NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9005
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-02-27 · 0000902664-26-001333
D/A2025-02-28 · 0000902664-25-001275
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1372823
Trust Company Affiliate
Yes