MENDOTA FINANCIAL GROUP, LLC

C49
CRD 136294·SEC 801-67644·MADISON, WI
AUM
$254.2M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$763K
@ 30% margin
Est. Deal Value
$6.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MENDOTA FINANCIAL GROUP, LLC
CRD
136294
SEC file #
801-67644
EIN
203018987
DBA names

Economics

AUM
$254.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$185.3M → $254.2M▲ +37%
Client mix
Individuals Other89
Individuals High Net Worth77

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
MADISON WI
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AHRENS, KURT, MATHIAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
AHRENS, KURT, MATHIAS
GRESCH, DANIEL, ARTHUR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001964538
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2023-02-03
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
15
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0001964538-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab5
E*trade4
Edgar Addresses
Mailing
634 WEST MAIN STREETSUITE 302MADISON, WI 53703
Business
634 WEST MAIN STREETSUITE 302MADISON, WI 53703
Edgar EIN
203018987
Edgar Recent Filings
13F-HR2026-04-16 · 0001964538-26-000002
13F-HR2026-01-20 · 0001964538-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2628759
Trust Company Affiliate
No