SourcingSourcing

KELLY FINANCIAL GROUP, LLC

C44
CRD 136372·SEC 801-64528·WETHERSFIELD, CT
AUM
$474.9M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KELLY FINANCIAL GROUP, LLC
CRD
136372
SEC file #
801-64528
EIN
061425544
DBA names
Hammond Iles Wealth Advisors

Economics

AUM
$474.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$64.7M → $474.9M▲ +634%
Client mix
Individuals Other844
Individuals High Net Worth127
Charitable Organizations11

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
9 advisors → 5 advisors▼ -44%
Primary office
WETHERSFIELD CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
instagram.com/hammondiles(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAMMOND, ROBERT, GREGORY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HAMMOND, ROBERT, GREGORY
ILES, SCOTT, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
22
Form 5500 Total Compensation
50,174
Form 5500 Compensation Trajectory 3y
202550,174
20240
Form 5500 Plan Count Trajectory 3y
20241
20251
Schedule C Total Compensation
50,174
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001128066
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-06
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0002085853-26-000313

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
100 GREAT MEADOW ROADSUITE 701WETHERSFIELD, CT 06109
Business
100 GREAT MEADOW ROADSUITE 701WETHERSFIELD, CT 06109
Edgar EIN
061425544
Edgar Recent Filings
13F-HR2026-04-09 · 0002085853-26-000313
13F-HR2026-01-23 · 0002085853-26-000075
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4019419
Trust Company Affiliate
No

People (5)

5
HAMMOND, ROBERT, GREGORY
IAR · Direct Owner · 62.5%
4019419
ILES, SCOTT, THOMAS
IAR · Direct Owner · 37.5%
3181158
SOLOD, SCOTT, RICHARD
IAR · Executive Officer · 2.5%
2116968
Ledwith, Mary, T
Executive Officer · 2.5%
6429694
KEVIN PATRICK ILES
IAR
6335018