SourcingSourcing

RGM CAPITAL, LLC

C28
CRD 136634·SEC 801-65879·NAPLES, FL
AUM
$2.60B
$1B+
Est. Revenue
$26.0M
@ 1% on AUM
Est. EBITDA
$7.8M
@ 30% margin
Est. Deal Value
$62.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RGM CAPITAL, LLC
CRD
136634
SEC file #
801-65879
EIN
000000000
DBA names
—

Economics

AUM
$2.60B
AUM band
$1B+
AUM trajectory
'20'26
$1.36B → $2.60B▲ +91%
Client mix
Charitable Organizations10
Pooled Investment Vehicles3

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
NAPLES FL
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rgmcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOSES FAMILY TRUST
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
MOSES FAMILY TRUST
AMY MOSES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RGMCAPITAL.COM
Rdap Domain Creation Date
2004-01-06T23:20:33Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
392,430
Form 5500 Compensation Trajectory 3y
2026392,430
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
392,430
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001235888
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2003-05-22
Edgar Last Filing Date
2025-06-20
Edgar Form D Count
19
Edgar Form D Offerings
2025-06-202025-06-20 · 0000919574-25-003683
2024-06-212024-06-21 · 0000919574-24-003759
Edgar Former Names
RGM VALUE OPPORTUNITY FUND LP

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs12
E*trade4
Northern Trust2
State Street2
Bny Mellon2
Edgar Addresses
Mailing
RGM CAPITAL, LLC9010 STRADA STELL COURT, SUITE 105NAPLES, FL 34109
Business
RGM CAPITAL, LLC9010 STRADA STELL COURT, SUITE 105NAPLES, FL 34109
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-06-20 · 0000919574-25-003683
D/A2024-06-21 · 0000919574-24-003759
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-01-06T23:20:33Z
Rdap Domain Last Changed
2025-11-07T07:47:37Z
Rdap Nameservers
Ns97.worldnic.comNs98.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
MOSES, ROBERT, GLYN
Direct Owner · 37.5%
2194259
CALKINS, EDWARD, TEMPLER
Executive Officer · 2.5%
2527212
MARINELLI, WILLIAM, CASEY
Executive Officer · 2.5%
6612670