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CARDINAL WEALTH ADVISORY, LLC

B55
CRD 136659·SEC 801-124698·MEMPHIS, TN
AUM
$273.2M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$820K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARDINAL WEALTH ADVISORY, LLC
CRD
136659
SEC file #
801-124698
EIN
—
DBA names
—

Economics

AUM
$273.2M
AUM band
$100M-$500M
AUM trajectory
'23'26
$117.6M → $273.2M▲ +132%
Client mix
Individuals Other53
Individuals High Net Worth41
Corporations7
Banking Institutions1
Insurance Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KEEL, III, DANIEL, TALMADGE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KEEL, III, DANIEL, TALMADGE
Barton, Wilson, Perry
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1435318
Trust Company Affiliate
No

People (2)

2
KEEL, III, DANIEL, TALMADGE
IAR · Direct Owner · 87.5%
1435318
Barton, Wilson, Perry
IAR · Executive Officer · 2.5%
6833552