SourcingSourcing

DRAKE CAPITAL ADVISORS LLC

B54
CRD 136716·SEC 801-65564·OLD GREENWICH, CT
AUM
$713.4M
$500M-$1B
Est. Revenue
$7.1M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$17.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DRAKE CAPITAL ADVISORS LLC
CRD
136716
SEC file #
801-65564
EIN
000000000
DBA names
—

Economics

AUM
$713.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$818.5M → $713.4M▼ -13%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
OLD GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
drakeadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MACFARLANE, DAVID, BRUCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MACFARLANE, DAVID, BRUCE
GUSTIN, RAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DRAKEADVISORS.COM
Rdap Domain Creation Date
2001-02-12T12:46:14Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001630345
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2015-01-12
Edgar Last Filing Date
2025-12-30
Edgar Form D Count
12
Edgar Form D Offerings
2025-12-302025-12-30 · 0000919574-25-007509
2024-12-302024-12-30 · 0000919574-24-007325

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers4
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, P.O. BOX 309GRAND CAYMAN, KY1-1104Cayman Islands
Business
MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, P.O. BOX 309GRAND CAYMAN, KY1-1104Cayman Islands
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-12-30 · 0000919574-25-007509
D/A2024-12-30 · 0000919574-24-007325
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-12T12:46:14Z
Rdap Domain Last Changed
2024-02-05T15:22:05Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5017377
Trust Company Affiliate
No

People (3)

3
MACFARLANE, DAVID, BRUCE
Direct Owner · 87.5%
5017377
GUSTIN, RAY
Direct Owner · 17.5%
2172235
CHEN, KUO-CHAN
Executive Officer · 2.5%
6032146