SourcingSourcing

CURTIS FINANCIAL PLANNING, LLC

A75
CRD 136785·SEC 801-132154
AUM
$163.5M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$491K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CURTIS FINANCIAL PLANNING, LLC
CRD
136785
SEC file #
801-132154
EIN
—
DBA names
Curtis Financial Planning

Economics

AUM
$163.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$129.6M → $163.5M▲ +26%
Client mix
Individuals High Net Worth66
Individuals Other10

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
curtisfinancialplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CURTIS, CATHERINE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CURTIS, CATHERINE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CURTISFINANCIALPLANNING.COM
Rdap Domain Creation Date
2006-02-10T17:40:43Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Lpl Financial1
Firm Has Custody
Yes
Rdap Domain Expiration Date
2027-02-10T17:40:43Z
Rdap Domain Last Changed
2026-01-26T09:33:25Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1644947
Trust Company Affiliate
No

People (1)

1
CURTIS, CATHERINE
IAR · Direct Owner · 87.5%
1644947