CLEARBRIDGE INVESTMENTS, LLC

CRD

137028

SEC file #

801-64710

EIN

010846058

DBA names

—

Economics

AUM

$184.81B

AUM band

$1B+

AUM trajectory

'20 · $142.15B

'21 · $120.54B

'22 · $189.67B

'23 · $138.28B

'25 · $180.79B

'26 · $184.81B

'20'26

$142.15B → $184.81B▲ +30%

sec adv history

Client mix

Individuals Other	122,494
Corporations	659
Pension Profit Sharing Plans	469
Individuals High Net Worth	452
Charitable Organizations	244

Operations

Employees (total)

210

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 79 advisors

'21 · 77 advisors

'22 · 81 advisors

'23 · 68 advisors

'25 · 62 advisors

'26 · 71 advisors

'20'26

79 advisors → 71 advisors▼ -10%

sec adv history

Primary office

NEW YORK NY

Branches

—

Custodian & Brokerage

Primary custodian

E*Trademedium confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

01/05/2026

instagram.com/clearbridgeinvestments(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

LEGG MASON, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

LEGG MASON, INC.

DOLGOV, JASNA, BRBLIC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:clearbridge.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

1,582,295

Form 5500 Compensation Trajectory 3y

2025	1,581,178
2026	1,117

Form 5500 Plan Count Trajectory 3y

2026	12
2025	10

Schedule C Total Compensation

1,582,295

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001348883

Edgar Registered

Yes

Edgar Filing Count

965

Edgar First Filing Date

2006-01-10

Edgar Last Filing Date

2026-05-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-13

Accession0001348883-26-000011

Edgar Former Names

Clearbridge Advisors, LLC

CAM North America, LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Window

E*trade

Full

Raymond James	13
Jpmorgan	10
State Street	9
Lpl Financial	8
Morgan Stanley	6

adv brochure

Edgar Addresses

Mailing

ONE MADISON AVENUENEW YORK, NY 10010

Business

ONE MADISON AVENUENEW YORK, NY 10010

Edgar EIN

010846058

Edgar Recent Filings

13F-HR2026-05-13 · 0001348883-26-000011

SCHEDULE 13G2026-02-12 · 0001348883-26-000010

Fee Schedule

Bracket I	97
Bracket Xi	3
Bracket Ii	0
Bracket Iii	0
Bracket Iv	0

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

Yes

People (52)

DOLGOV, JASNA, BRBLIC

5329279

EAKES, BRIAN, MATTHEW

2647471

GLASSER, SCOTT, KEITH

2258385

HALLER, JOHN, RANDOLPH

JOHNSON, JENNIFER, MORROW

7012145

1712844

MURPHY, BRIAN, R

4846763

MURPHY, TERRENCE, JAMES

5007121

NICHOLLS, MATTHEW

4707836

OH, SEOK, SELENE

DIANE WIEDINGER KEADY

KATHLEEN MURRAY ANDERSON

PAOLO LUCA GIACOMO MARINI

2811096

JEFFREY MICHAEL SCHULZE

TIMOTHY EDWARD COFFEY

SHAWN MATTHEW SCHAEFER

VINCENT FRANKLIN LAVERTY

REBECCA WHITE CROCKETT

4241304

DANIEL KENTON PENROSE

4669672

MICHAEL JAMES OCONNELL

3151733

COURTNEY BERNICE LATHROP

MICHAEL STEPHEN D'ANGELOS

5357344

5469004

MATTHEW PATRICK DOYLE

DOUGLAS FREDERICK STELLA

4082659

RODNEY RAYMOND ALLAIN