SourcingSourcing

LIGHTHOUSE FINANCIAL LLC

B57
CRD 137277·SEC 801-128475·LARGO, FL
AUM
$755.6M
$500M-$1B
Est. Revenue
$7.6M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LIGHTHOUSE FINANCIAL LLC
CRD
137277
SEC file #
801-128475
EIN
000000000
DBA names
Lighthouse Financial

Economics

AUM
$755.6M
AUM band
$500M-$1B
AUM trajectory
'25'26
$604.6M → $755.6M▲ +25%
Client mix
Individuals Other84
Individuals High Net Worth48
Charitable Organizations2

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
LARGO FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOTOVICH, STEVEN, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WOTOVICH, STEVEN, ANTHONY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
6
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002057556
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-03-11
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0002057556-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1679 INDIAN ROCKS ROAD SLARGO, FL 33774
Business
1679 INDIAN ROCKS ROAD SLARGO, FL 33774
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-14 · 0002057556-26-000002
13F-HR2026-02-17 · 0002057556-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2667287
Trust Company Affiliate
No

People (1)

1
WOTOVICH, STEVEN, ANTHONY
IAR · Direct Owner · 87.5%
2667287