SourcingSourcing

PYA WALTMAN CAPITAL, LLC

C30
CRD 137283·SEC 801-64909·KNOXVILLE, TN
AUM
$1.01B
$1B+
Est. Revenue
$10.1M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$24.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PYA WALTMAN CAPITAL, LLC
CRD
137283
SEC file #
801-64909
EIN
203768100
DBA names
—

Economics

AUM
$1.01B
AUM band
$1B+
AUM trajectory
'20'26
$630.8M → $1.01B▲ +59%
Client mix
Individuals Other206
Individuals High Net Worth192
Pension Profit Sharing Plans15
Charitable Organizations8
Corporations3

Operations

Employees (total)
17
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
5 advisors → 8 advisors▲ +60%
Primary office
KNOXVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
linkedin.com/company/pya-waltman-capital-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALTMAN, JACK, WILLIAM
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
WALTMAN, JACK, WILLIAM
YOAKLEY, DOUGLAS, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:pyawaltman.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
60,201
Form 5500 Compensation Trajectory 3y
202560,201
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
60,201
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001800135
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2020-02-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001800135-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
1402 EBENEZER RDKNOXVILLE, TN 37922
Business
1402 EBENEZER RDKNOXVILLE, TN 37922
Edgar EIN
203768100
Edgar Recent Filings
13F-HR2026-05-13 · 0001800135-26-000002
13F-HR2026-02-13 · 0001800135-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4313008
Trust Company Affiliate
No

People (12)

12
WALTMAN, JACK, WILLIAM
IAR · Direct Owner · 37.5%
4313008
YOAKLEY, DOUGLAS, ANDREW
IAR · Direct Owner · 37.5%
5049810
FOSTER, ERIC, E
IAR · Direct Owner · 17.5%
4577593
BALLARD, MELISSA, KESLING
IAR · Executive Officer · 2.5%
5607422
BROWN, MARTIN, DOUGLAS
Executive Officer · 2.5%
5049835
GHEEN, GREGORY, PAUL
Executive Officer · 2.5%
5049829
OTT, JESSICA, LEE
Executive Officer · 2.5%
5652629
Claire Covey Kluth
IAR
7858386
Aaron Michael Nolan
IAR
6972399
Austin Miller Koplan
IAR
7379870
AARON MATTHEW SAMS
IAR
5883251
Caden Jason Mumford
IAR
8234152