WEST FINANCIAL SERVICES, INC.

CRD

137497

SEC file #

801-64834

EIN

521532952

DBA names

—

Economics

AUM

$2.84B

AUM band

$1B+

AUM trajectory

'20 · $1.48B

'21 · $1.72B

'22 · $1.94B

'23 · $2.28B

'25 · $2.57B

'26 · $2.84B

'20'26

$1.48B → $2.84B▲ +91%

sec adv history

Client mix

Individuals High Net Worth	546
Individuals Other	394
Corporations	19
Pension Profit Sharing Plans	4
Charitable Organizations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 23 advisors

'21 · 23 advisors

'22 · 21 advisors

'23 · 23 advisors

'25 · 22 advisors

'26 · 22 advisors

'20'26

23 advisors → 22 advisors▼ -4%

sec adv history

Primary office

MCLEAN VA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

westfinancial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ATLANTIC UNION BANK

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

ATLANTIC UNION BANK

KRAMER, LAURETTA, MARIE

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

WESTFINANCIAL.COM

Rdap Domain Creation Date

1997-10-28T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

5,500

Form 5500 Compensation Trajectory 3y

2024	0
2025	0

Form 5500 Plan Count Trajectory 3y

2024	2
2025	2

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001457833

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2009-03-06

Edgar Last Filing Date

2025-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2025-05-12

Accession0001104659-25-047269

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

17801 GEORGIA AVENUEOLNEY, MD 20832

Business

17801 GEORGIA AVENUEOLNEY, MD 20832

Edgar EIN

521532952

Edgar Recent Filings

13F-HR2025-05-12 · 0001104659-25-047269

13F-HR2025-02-11 · 0001104659-25-011212

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-10-27T04:00:00Z

Rdap Domain Last Changed

2026-03-13T23:05:37Z

Rdap Nameservers

Ns15.worldnic.comNs16.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate