SourcingSourcing

BROOKSTONE WEALTH ADVISORS, LLC

C27
CRD 137658·SEC 801-67628·WHEATON, IL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROOKSTONE WEALTH ADVISORS, LLC
CRD
137658
SEC file #
801-67628
EIN
821306760
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
'20'23
$1.96B → $32.3M▼ -98%
Client mix
—

Operations

Employees (total)
247
Advisory staff (per ADV)
247
Advisory staff (5-yr trend)
'20'26
189 advisors → 247 advisors▲ +31%
Primary office
WHEATON IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
retirementwealthseminar.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROOKSTONE CAPITAL MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
BROOKSTONE CAPITAL MANAGEMENT
DIORIO, MARK, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RETIREMENTWEALTHSEMINAR.COM
Rdap Domain Creation Date
2016-09-22T12:59:52Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy Corporate Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
1,858,325
Form 5500 Compensation Trajectory 3y
20251,858,325
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
1,858,325
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001761755
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2019-02-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001580642-26-003153

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
TRAVERSE RIDGE CENTER II3450 TRIUMPH BLVDLEHI, UT 84043
Business
TRAVERSE RIDGE CENTER II3450 TRIUMPH BLVDLEHI, UT 84043
Edgar EIN
821306760
Edgar Recent Filings
13F-HR2026-05-13 · 0001580642-26-003153
13F-HR2026-02-11 · 0001580642-26-000991
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-22T12:59:52Z
Rdap Domain Last Changed
2025-10-01T11:54:42Z
Rdap Nameservers
Ns01.gcd-dns.comNs02.gcd-dns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
141413
Trust Company Affiliate
No

People (57)

57
BROOKSTONE CAPITAL MANAGEMENT
Direct Owner · 87.5%
141413
DIORIO, MARK, WILLIAM
Executive Officer · 2.5%
2880717
LOVETT, MATTHEW, LEE
Executive Officer · 2.5%
3094561
RONCONI, DARRYL, DESMOND
Executive Officer · 2.5%
5397946
ZAYED, NADIM, "DEAN"
Executive Officer · 2.5%
3267818
CRUMP, JASON, MICHAEL
Executive Officer · 2.5%
4096604
VANWOERKOM, JOEL, GERALD
Executive Officer · 2.5%
5778840
LISA ANN ANTHONY
IAR
4153941
AMY BLAIR LAWSON
IAR
4488966
CLARE LOUISE BOERSCHLEIN HARE
IAR
1867232
Michael Shane Wayland
IAR
7775034
Brooke Spedale
IAR
7726489
George Wyatt Cunningham
IAR
7966725
Robert H DiCristofaro
IAR
7836871
Stuart Douglas Seegmiller
IAR
7817317
Kevin Dale O'Brien
IAR
7768051
Kevin Jay Thompson
IAR
7583630
Ronald Fines
IAR
7867891
FREDERICK SMIDS
IAR
5947129
YOLANDA LYNN SMIDS
IAR
7007011
RONALD ANTHONY SNELLER
IAR
7272628
Jonathon Vasquez
IAR
7485072
Karyn Michelle Rowe
IAR
7421071
JOSHUA B. HIPP
IAR
7089475
FRANCIS Joseph Castro KELLY
IAR
4525633
BRYAN MICHAEL USELDING
IAR
5134289
TYLER ADAM CHRISTENSON
IAR
5606077
KEITH BRIAN LAVENDER
IAR
6379835
Cheryl Lavonne Daugherty
IAR
6820178
COLLIN DANIEL MACOMBER
IAR
6858153
Raul Antonio Gomez
IAR
7667519
JOSEPH STEVEN DURBIN
IAR
2356504
ANTONIO MICHAEL FILIPPONE
IAR
2408232
MICHAEL R BAKER
IAR
1774649
GARY BURGESS DUNNE
IAR
2699486
ANTHONY KAYODE ADENIKINJU
IAR
3270197
ALAN STUART FRIED
IAR
214361
BRIAN DALE DITTON
IAR
2674635
WILLIAM BROWNE JEFFREY
IAR
2859371
NORMAN CHARLES GARNER
IAR
4906282
KENNETH JOHN DAVIS
IAR
1620035
Eric Paul Nimmer
IAR
6634042
Anthony Joseph Carrao
IAR
7011454
Jonathan Greve
IAR
8037981
Cristian Nicolescu
IAR
7954115
Rica Nicolescu
IAR
7800334
VERNON ALBERT HARGRAVE
IAR
1099575
JONATHAN VANCE GREESON
IAR
6503951
RICHARD FRANCIS MILELLA
IAR
1697366
Richard Claxton
IAR
7997138
Jacob Arnett
IAR
7906406
CARL DAVID WOOLSTON
IAR
7147543
Robert Shawn Rogers
IAR
6837753
MICHAEL MARK MCGREGOR
IAR
2263066
James Hartman Andersen
IAR
7001766
STEVEN DOUGLAS FEEKEN
IAR
4268602
LEON ANDRE SIMONEAU
IAR
1808028