SourcingSourcing

TLC GROUP INVESTMENT ADVISORS, LLC

B53
CRD 137814·SEC 801-122544·STATE COLLEGE, PA
AUM
$168.4M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$505K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TLC GROUP INVESTMENT ADVISORS, LLC
CRD
137814
SEC file #
801-122544
EIN
—
DBA names
—

Economics

AUM
$168.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$113.0M → $168.4M▲ +49%
Client mix
Individuals Other159
Individuals High Net Worth27
Pension Profit Sharing Plans19

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
STATE COLLEGE PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
tlcgroupadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEEWARD WEALTH, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LEEWARD WEALTH, INC.
ARRINGTON, JOHN, ERIC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TLCGROUPADVISORS.COM
Rdap Domain Creation Date
2007-08-13T14:51:16Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-13T14:51:16Z
Rdap Domain Last Changed
2025-06-14T08:51:28Z
Rdap Nameservers
Ns37.worldnic.comNs38.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
CHUHINKA KURTZ, MARY, MAGDALENE
IAR · Executive Officer · 2.5%
2151100
ARRINGTON, JOHN, ERIC
IAR · Executive Officer · 2.5%
2168202