SourcingSourcing

GREENLEAF FINANCIAL GROUP, LLC

C49
CRD 137933·SEC 801-117775·CARMEL, IN
AUM
$175.2M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$526K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREENLEAF FINANCIAL GROUP, LLC
CRD
137933
SEC file #
801-117775
EIN
000000000
DBA names
Greenleaf Financial Group

Economics

AUM
$175.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$112.3M → $175.2M▲ +56%
Client mix
Individuals High Net Worth63
Individuals Other59
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
CARMEL IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Trademedium confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
x.com/feeonlyadvisor

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARTMAN, JENNIFER, SUE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HARTMAN, JENNIFER, SUE
HARTMAN, KATHLEEN, ELIZABETH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:greenleaf.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001430497
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2008-03-20
Edgar Last Filing Date
2011-03-07
Edgar Form D Count
5
Edgar Form D Offerings
2011-03-072011-03-07 · 0001430497-11-000001
2010-10-072010-10-07 · 0001430497-10-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
E*trade1
Full
E*trade5
Edgar Addresses
Mailing
220 E. OAK STREETGLENWOOD CITY, WI 54013
Business
220 E. OAK STREETGLENWOOD CITY, WI 54013
Edgar EIN
000000000
Edgar Recent Filings
D/A2011-03-07 · 0001430497-11-000001
D/A2010-10-07 · 0001430497-10-000004
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5107049
Trust Company Affiliate
No

People (2)

2
HARTMAN, JENNIFER, SUE
IAR · Direct Owner · 62.5%
5107049
HARTMAN, KATHLEEN, ELIZABETH
IAR · Direct Owner · 62.5%
2759014