FOUNDERS FINANCIAL SECURITIES, LLC

CRD

137945

SEC file #

801-66892

EIN

202052994

DBA names

—

Economics

AUM

$4.14B

AUM band

$1B+

AUM trajectory

'20 · $1.05B

'21 · $1.33B

'22 · $2.15B

'23 · $2.62B

'25 · $3.32B

'26 · $4.14B

'20'26

$1.05B → $4.14B▲ +295%

sec adv history

Client mix

Individuals Other	8,124
Individuals High Net Worth	1,466
Pension Profit Sharing Plans	241
Charitable Organizations	22
Corporations	17

Operations

Employees (total)

139

Advisory staff (per ADV)

101

Advisory staff (5-yr trend)

'20 · 91 advisors

'21 · 98 advisors

'22 · 94 advisors

'23 · 87 advisors

'25 · 92 advisors

'26 · 101 advisors

'20'26

91 advisors → 101 advisors▲ +11%

sec adv history

Primary office

TOWSON MD

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesSubscription feesFixed fees

Filings

Latest ADV filing

04/20/2026

ADV-W filed at

—

Website

dreambridgeplanning.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FOUNDERS FINANCIAL LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

FOUNDERS FINANCIAL LLC

KRCMA, JOSEPH VICTOR

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

DREAMBRIDGEPLANNING.COM

Rdap Domain Creation Date

2015-04-02T15:14:47Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

86,006

Form 5500 Compensation Trajectory 3y

2025

86,006

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

86,006

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001342396

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2007-02-28

Edgar Last Filing Date

2026-04-28

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-17

Accession0001062993-26-002032

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Axos Advisor Services	2
Lpl Financial	1

adv brochure

Edgar Addresses

Mailing

1026 CROMWELL BRIDGE ROADSUITE 100TOWSON, MD 21286

Business

1026 CROMWELL BRIDGE ROADSUITE 100TOWSON, MD 21286

Edgar EIN

202052994

Edgar Recent Filings

X-17A-52026-04-28 · 0001342396-26-000004

13F-HR/A2026-04-17 · 0001062993-26-002032

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-04-02T15:14:47Z

Rdap Domain Last Changed

2026-03-03T04:17:16Z

Rdap Nameservers

Langston.ns.cloudflare.comMaisie.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

SHEPHERD, BRADLEY MATTHEW

People (52)

IAR · Executive Officer · 2.5%

2303045

JOSEPH VICTOR KRCMA

Executive Officer · 2.5%

2790534

JILL ANNE RECKAMP

Executive Officer · 2.5%

JAMES ROBERT ROSENBERGER

CINDY SPRINKLE EVERLY

MARIA JOANNA SHERTZER

ALLAN EDWARD PAUL RANDALL

4306137

CHRISTOPHER LYNCH IMBACH

Douglas William Waltz

6464883

NATHAN DEANE ESTABROOK

4881352

ROBERT ABRAHAM KORBEY

THOMAS EDWARD GERHART

PATRICK WILLIAM HERKERT

Cameron Michael Bernadsky

6009366

2431457

ERIC JOSEPH DALLAVALLE

2939276

STEVEN ANTHONY AQUINO