SourcingSourcing

DRUM CAPITAL MANAGEMENT LLC

C47
CRD 137964·SEC 801-66278·STAMFORD, CT
AUM
$503.2M
$500M-$1B
Est. Revenue
$5.0M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DRUM CAPITAL MANAGEMENT LLC
CRD
137964
SEC file #
801-66278
EIN
000000000
DBA names
—

Economics

AUM
$503.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$500.9M → $503.2M▬ 0%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
drumcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOLLMER, SCOTT, ECKART
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
VOLLMER, SCOTT, ECKART
Vertucci, Diane, Marie
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DRUMCAPITAL.COM
Rdap Domain Creation Date
2005-05-30T00:16:04Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001479691
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2009-12-31
Edgar Last Filing Date
2011-01-28
Edgar Form D Count
2
Edgar Form D Offerings
2011-01-282011-01-28 · 0001511390-11-000002
2009-12-312009-12-31 · 0001479691-09-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank2
Edgar Addresses
Mailing
107 ELM STREET, 10TH FLOORSTAMFORD, CT 06902
Business
107 ELM STREET, 10TH FLOORSTAMFORD, CT 06902
Edgar EIN
000000000
Edgar Recent Filings
D/A2011-01-28 · 0001511390-11-000002
D2009-12-31 · 0001479691-09-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-30T00:16:04Z
Rdap Domain Last Changed
2026-03-09T18:55:06Z
Rdap Nameservers
Ns1.dnsbycomodo.netNs2.dnsbycomodo.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4105625
Trust Company Affiliate
No

People (2)

2
VOLLMER, SCOTT, ECKART
Direct Owner · 87.5%
4105625
Vertucci, Diane, Marie
Executive Officer · 2.5%
8063804