SourcingSourcing

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

C38
CRD 138347·SEC 801-65858·CORVALLIS, OR
AUM
$275.4M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$826K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
CRD
138347
SEC file #
801-65858
EIN
931325263
DBA names
—

Economics

AUM
$275.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$154.5M → $275.4M▲ +78%
Client mix
Individuals Other194
Individuals High Net Worth86
Other20
Pension Profit Sharing Plans12
Corporations1

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
CORVALLIS OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CUTTING, NICHOLS, MILBANK
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
CUTTING, NICHOLS, MILBANK
MEEKER, BENJAMIN, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001554961
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001554961-26-000009

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Fidelity3
Edgar Addresses
Mailing
2055 NW GRANT AVE.CORVALLIS, OR 97330
Business
2055 NW GRANT AVE.CORVALLIS, OR 97330
Edgar EIN
931325263
Edgar Recent Filings
13F-HR2026-05-15 · 0001554961-26-000009
13F-HR2026-02-05 · 0001554961-26-000005
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4405054
Trust Company Affiliate
No

People (5)

5
CUTTING, NICHOLS, MILBANK
IAR · Direct Owner · 37.5%
4405054
MEEKER, BENJAMIN, SCOTT
IAR · Direct Owner · 37.5%
4325697
BACHMAN, GREG
IAR · Direct Owner · 17.5%
2948151
Aaron Richard Rivers
IAR
7972777
CAROLYN D PENTLAND
IAR
4635675