SourcingSourcing

NAVY FEDERAL INVESTMENT SERVICES, LLC

C15
CRD 138459·SEC 801-68067·VIENNA, VA
AUM
$2.10B
$1B+
Est. Revenue
$21.0M
@ 1% on AUM
Est. EBITDA
$6.3M
@ 30% margin
Est. Deal Value
$50.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD
138459
SEC file #
801-68067
EIN
—
DBA names
—

Economics

AUM
$2.10B
AUM band
$1B+
AUM trajectory
'20'26
$429.1M → $2.10B▲ +389%
Client mix
Individuals Other7,093
Individuals High Net Worth331

Operations

Employees (total)
206
Advisory staff (per ADV)
147
Advisory staff (5-yr trend)
'20'26
89 advisors → 147 advisors▲ +65%
Primary office
VIENNA VA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
navyfederal.org/investment-services

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NAVY FEDERAL FINANCIAL GROUP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
NAVY FEDERAL FINANCIAL GROUP
ROSSON, TIMOTHY DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
navyfederal.org
Rdap Domain Creation Date
1997-03-24T05:00:00.881Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
38
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-03-25T05:00:00Z
Rdap Domain Last Changed
2026-05-06T01:08:10.539Z
Rdap Nameservers
A1-30.akam.netA13-65.akam.netA18-66.akam.netA26-67.akam.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (52)

52
ROSSON, TIMOTHY DAVID
IAR · Executive Officer · 2.5%
7152744
STEVEN LESLIE WEISBERG
Executive Officer · 2.5%
6268061
DIANE YOUNG
Executive Officer · 2.5%
3098010
MICHELLE LYNN BOND
IAR
4655432
Nicole T Petersen
IAR
6917740
TRACIE RENEE GUNN
IAR
6493426
Mark Ellis Crabtree
IAR
6649494
MARLENA WALKER
IAR
6299569
MAREN PHYLLIS HAGBERG
IAR
4245577
Christian Brando Prioretti
IAR
7937840
AARON M DONALDSON
IAR
6413973
HEATHER ROSE BITNER
IAR
5954507
BRIAN FRANKLIN
IAR
6429677
Tami Lenore Wright
IAR
2125385
WILLIAM H COPELAND
IAR
6540764
JOSHUA JORGE ANTHONY PORRAS
IAR
6411457
Adam Donald Cartwright
IAR
7068881
Joi Kameryn Morrison
IAR
7631664
Ruby Michelle Mabry
IAR
7960973
RICHARD JAIME GARCIA
IAR
5237670
JAMES MICHAEL CARRIGAN
IAR
6554225
MOLLIE ANNE WENDEL
IAR
4735119
Sabrina Prescott Lee
IAR
7195499
Alexander Krauss Marshall
IAR
7184340
Sijal Chudal
IAR
7949934
Jacob Tyler Benson
IAR
8042000
HIEN TRONG TRUONG
IAR
5266818
JAMES A BARNES
IAR
6164863
Curtis Clark Harris
IAR
6187041
NORBERTO MAURICIO CARMONA
IAR
7597182
Sabrina C Baker
IAR
6580637
Matthew Joseph Sahagian
IAR
7712251
Cole Luther
IAR
8090646
Fabiola Andreina Ortiz Vera
IAR
7690477
Christian Robert Early
IAR
7540759
GIL PATRICK MATRO
IAR
2657981
Jeremy Daniel Fowler
IAR
6886771
MICHELLE STANKO
IAR
6237512
SHREEVA AYLOR
IAR
7703745
MATTHEW J WIEGELE
IAR
6204202
ROBIN MELODY HUE
IAR
2596794
KEVIN MICHAEL REESE
IAR
1696804
Evan Mitchell Stambaugh
IAR
8099820
GRAHAM GOEDDEL
IAR
4526606
ZACHARY W OLEINIK
IAR
6187126
Ryan Stephen Selmeci
IAR
7683862
Yusra Hafeez
IAR
7754301
THOMAS NATALE CANNISTRA
IAR
6128400
Tempeste Joi Wallace Hernandez
IAR
7802511
TROY SPENCER SCHOONOVER
IAR
5142604
Thomas Doak
IAR
7229063
Michael Tita
IAR
6760149