SourcingSourcing

MSRESS III MANAGER, L.L.C.

C29
CRD 138602·SEC 801-65333·NEW YORK, NY
AUM
$39.6M
$25M-$100M
Est. Revenue
$396K
@ 1% on AUM
Est. EBITDA
$119K
@ 30% margin
Est. Deal Value
$951K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MSRESS III MANAGER, L.L.C.
CRD
138602
SEC file #
801-65333
EIN
—
DBA names
—

Economics

AUM
$39.6M
AUM band
$25M-$100M
AUM trajectory
'20'26
$865.7M → $39.6M▼ -95%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
372
Advisory staff (per ADV)
170
Advisory staff (5-yr trend)
'20'26
142 advisors → 170 advisors▲ +20%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleymedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
morganstanley.com/im

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BANDO, TORU
Top Owner Pct
2.5
Top Owner Entity Kind
I
Owner Count
12
Control Persons
BANDO, TORU
DE POULPIQUET, OLIVIER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MORGANSTANLEY.COM
Rdap Domain Creation Date
1996-05-24T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000895421
Edgar Registered
Yes
Edgar Filing Count
18,266
Edgar First Filing Date
2025-05-22
Edgar Last Filing Date
2026-05-21
Edgar 13f Count
4
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0000895421-26-000183
Edgar Xbrl Assets Latest
Value Usd1,420,270,000,000
Fiscal Year End2025-12-31
Edgar Xbrl Revenue Latest
Value Usd34,275,000,000
Fiscal Year End2014-12-31
ConceptRevenues
Edgar Sic Description
Security Brokers, Dealers & Flotation Companies
Edgar Former Names
MORGAN STANLEY
MORGAN STANLEY

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Morgan Stanley11
Full
Morgan Stanley125
State Street4
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
1585 BROADWAYNEW YORK, NY 10036
Business
1585 BROADWAYNEW YORK, NY 10036
Edgar EIN
363145972
Edgar Recent Filings
FWP2026-05-21 · 0001839882-26-025239
424B22026-05-21 · 0001839882-26-025238
Edgar Sic
6211
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-23T04:00:00Z
Rdap Domain Last Changed
2026-05-19T05:09:48Z
Rdap Nameservers
Ext-ns1.morganstanley.netExt-ns10.morganstanley.netExt-ns12.morganstanley.netExt-ns3.morganstanley.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Top Owner CRD
7526167
Trust Company Affiliate
Yes

People (11)

11
BANDO, TORU
Executive Officer · 2.5%
7526167
DE POULPIQUET, OLIVIER
Executive Officer · 2.5%
5866941
HOCHFELDER, LAUREN, ANDREA
Executive Officer · 2.5%
4224582
KLOPP, JOHN, RICHARD
Executive Officer · 2.5%
5753735
NILES, BRIAN, PERRY
Executive Officer · 2.5%
2941131
HUNEKE, BENJAMIN, CORDT
Executive Officer · 2.5%
2796985
MORRIS, ARLENE, ALISA
Executive Officer · 2.5%
5117165
MORTELLITI, JOSEPHINE
Executive Officer · 2.5%
3246029
PARK, CHRISTIE
Executive Officer · 2.5%
3276900
SALEHBHAI, MUSTUFA
Executive Officer · 2.5%
5066028
BENNETT ANTHONY WEAVER
Executive Officer · 2.5%
4831802