SourcingSourcing

TEEWINOT CAPITAL ADVISERS, L.L.C.

C33
CRD 138757·SEC 801-66324·NORWALK, CT
AUM
$1.61B
$1B+
Est. Revenue
$16.1M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TEEWINOT CAPITAL ADVISERS, L.L.C.
CRD
138757
SEC file #
801-66324
EIN
201452250
DBA names
—

Economics

AUM
$1.61B
AUM band
$1B+
AUM trajectory
'20'26
$401.2M → $1.61B▲ +302%
Client mix
Other Investment Advisers4
Pooled Investment Vehicles3
Individuals High Net Worth1

Operations

Employees (total)
9
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
10 advisors → 9 advisors▼ -10%
Primary office
NORWALK CT
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
teewinotfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MORIARTY, MICHAEL, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MORIARTY, MICHAEL, JOSEPH
KELLY, MARK, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TEEWINOTFUNDS.COM
Rdap Domain Creation Date
2004-07-30T15:34:37Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001574886
Edgar Registered
Yes
Edgar Filing Count
50
Edgar First Filing Date
2014-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
50
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001420506-26-001118

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers6
E*trade4
Northern Trust2
State Street2
Edgar Addresses
Mailing
140 ROWAYTON AVE, 2ND FLNORWALK, CT 06853
Business
140 ROWAYTON AVE, 2ND FLNORWALK, CT 06853
Edgar EIN
201452250
Edgar Recent Filings
13F-HR2026-05-15 · 0001420506-26-001118
13F-HR2026-02-17 · 0001420506-26-000539
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-07-30T15:34:37Z
Rdap Domain Last Changed
2025-05-05T17:54:14Z
Rdap Nameservers
Ns1.ecidns.netNs2.ecidns.netNs3.ecidns.netNs4.ecidns.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
5097915
Trust Company Affiliate
No

People (2)

2
MORIARTY, MICHAEL, JOSEPH
Direct Owner · 87.5%
5097915
KELLY, MARK, ANTHONY
Executive Officer · 2.5%
5686385