SourcingSourcing

ADVANCED PORTFOLIO MANAGEMENT, LLC

C39
CRD 138769·SEC 801-66005·NEW YORK, NY
AUM
$2.70B
$1B+
Est. Revenue
$27.0M
@ 1% on AUM
Est. EBITDA
$8.1M
@ 30% margin
Est. Deal Value
$64.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADVANCED PORTFOLIO MANAGEMENT, LLC
CRD
138769
SEC file #
801-66005
EIN
201557568
DBA names
—

Economics

AUM
$2.70B
AUM band
$1B+
AUM trajectory
'20'26
$4.01B → $2.70B▼ -33%
Client mix
Pension Profit Sharing Plans3
Charitable Organizations2
Pooled Investment Vehicles1
Other Investment Advisers1
Insurance Companies1

Operations

Employees (total)
18
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
14 advisors → 11 advisors▼ -21%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
apmcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KIERNAN, ROBERT, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
KIERNAN, ROBERT, EDWARD
HANSEN, MATTHEW, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
APMCAP.COM
Rdap Domain Creation Date
2004-05-11T20:22:48Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001940461
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2023-05-19
Edgar Last Filing Date
2026-02-17
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-02-17
Accession0001940461-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank5
E*trade4
Interactive Brokers3
Northern Trust2
Edgar Addresses
Mailing
1330 AVENUE OF THE AMERICASSUITE 36ANEW YORK, NY 10019
Business
1330 AVENUE OF THE AMERICASSUITE 36ANEW YORK, NY 10019
Edgar EIN
201557568
Edgar Recent Filings
13F-HR2026-02-17 · 0001940461-26-000002
13F-HR2025-11-14 · 0001940461-25-000010
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-11T20:22:48Z
Rdap Domain Last Changed
2024-04-11T06:34:23Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.comNs3.bdm.microsoftonline.comNs4.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1666924
Trust Company Affiliate
No

People (5)

5
KIERNAN, ROBERT, EDWARD
Direct Owner · 87.5%
1666924
HANSEN, MATTHEW, SCOTT
Executive Officer · 2.5%
2210575
JIANG, FAN
Executive Officer · 2.5%
7359548
KAKAR, RAHUL, NMN
Executive Officer · 2.5%
2556887
Dolgetta, Pellegrino, Jonmichael
Executive Officer · 2.5%
6869112