SourcingSourcing

TRAYNOR CAPITAL MANAGEMENT, INC.

C24
CRD 138881·SEC 801-78760·MALVERN, PA
AUM
$2.42B
$1B+
Est. Revenue
$24.2M
@ 1% on AUM
Est. EBITDA
$7.3M
@ 30% margin
Est. Deal Value
$58.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRAYNOR CAPITAL MANAGEMENT, INC.
CRD
138881
SEC file #
801-78760
EIN
262115437
DBA names
Traynor Capital Management

Economics

AUM
$2.42B
AUM band
$1B+
AUM trajectory
'20'26
$335.0M → $2.42B▲ +623%
Client mix
Individuals Other1,180
Individuals High Net Worth410

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
MALVERN PA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
traynorcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TRAYNOR, KEITH, THOMAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
TRAYNOR, KEITH, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TRAYNORCAPITAL.COM
Rdap Domain Creation Date
2013-04-12T16:06:53Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
IONOS SE

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
48,620
Form 5500 Compensation Trajectory 3y
202548,620
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
48,620
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001666786
Edgar Registered
Yes
Edgar Filing Count
50
Edgar First Filing Date
2016-02-16
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
48
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-001988

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
418 E KING STREETMALVERN, PA 19355
Business
418 E KING STREETMALVERN, PA 19355
Edgar EIN
262115437
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-001988
N-PX2026-01-14 · 0001172661-26-000181
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-12T16:06:53Z
Rdap Domain Last Changed
2026-04-13T08:30:25Z
Rdap Nameservers
Ns1048.ui-dns.orgNs1058.ui-dns.deNs1079.ui-dns.comNs1084.ui-dns.biz
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2152210
Trust Company Affiliate
No

People (7)

7
TRAYNOR, KEITH, THOMAS
IAR · Direct Owner · 87.5%
2152210
Rachel Nicole Leddy
IAR
7501140
MATTHEW ROBERT IHLEIN
IAR
6485121
JULIA VANDERGAST
IAR
7415352
DAVID CURTIS PECK
IAR
6478024
SIMON ANTOINE ARRATA
IAR
3070492
MICHAEL JOHN JORDAN
IAR
1565375