SourcingSourcing

WOLVERINE ASSET MANAGEMENT, LLC

C27
CRD 138907·SEC 801-72458·CHICAGO, IL
AUM
$14.83B
$1B+
Est. Revenue
$148.3M
@ 1% on AUM
Est. EBITDA
$44.5M
@ 30% margin
Est. Deal Value
$355.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOLVERINE ASSET MANAGEMENT, LLC
CRD
138907
SEC file #
801-72458
EIN
030435940
DBA names
—

Economics

AUM
$14.83B
AUM band
$1B+
AUM trajectory
'20'26
$6.26B → $14.83B▲ +137%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
44
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
27 advisors → 20 advisors▼ -26%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
wolve.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOLVERINE HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
WOLVERINE HOLDINGS, LLC
CAVICKE, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WOLVE.COM
Rdap Domain Creation Date
1997-07-15T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Name.com, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001511410
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2011-03-22
Edgar Last Filing Date
2025-11-07
Edgar Form D Count
11
Edgar Form D Offerings
2025-11-072025-11-07 · 0000905148-25-003811
2024-11-072024-11-07 · 0001511410-24-000001
Edgar Former Names
WOLVERINE CONVERTIBLE ARBITRAGE FUND, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs8
State Street5
Northern Trust4
E*trade4
Fidelity3
Edgar Addresses
Mailing
175 W. JACKSON BLVD.SUITE 340CHICAGO, IL 60604
Business
175 W. JACKSON BLVD.SUITE 340CHICAGO, IL 60604
Edgar EIN
030435940
Edgar Recent Filings
D/A2025-11-07 · 0000905148-25-003811
D/A2024-11-07 · 0001511410-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-06T11:59:59Z
Rdap Domain Last Changed
2025-07-15T18:27:06Z
Rdap Nameservers
Ns1bcp.name.comNs2kry.name.comNs3gmt.name.comNs4clq.name.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
CAVICKE, DAVID
Executive Officer · 2.5%
6027073
Data, Dominic, Charles
Executive Officer · 2.5%
8242966
KULA, JUDITH, MARIE
Executive Officer · 2.5%
1255502
NADEL, KENNETH, LYN
Executive Officer · 2.5%
2600983
SUJDAK, ANDREW, RICHARD
Executive Officer · 2.5%
3267454