SourcingSourcing

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED

C39
CRD 139012·SEC 801-65715
AUM
$9.89B
$1B+
Est. Revenue
$98.9M
@ 1% on AUM
Est. EBITDA
$29.7M
@ 30% margin
Est. Deal Value
$237.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
CRD
139012
SEC file #
801-65715
EIN
010846058
DBA names
—

Economics

AUM
$9.89B
AUM band
$1B+
AUM trajectory
'20'26
$5.86B → $9.89B▲ +69%
Client mix
Individuals Other4,987
Corporations105
Charitable Organizations38
Pension Profit Sharing Plans22
Pooled Investment Vehicles16

Operations

Employees (total)
44
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
42 advisors → 16 advisors▼ -62%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
12/18/2025
ADV-W filed at
—
Website
linkedin.com/company/martin-currie(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MARTIN CURRIE LIMITED
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
6
Control Persons
MARTIN CURRIE LIMITED
ANDERSON, NIGEL, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:clearbridge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
1,421,885
Form 5500 Compensation Trajectory 3y
20251,421,885
Form 5500 Plan Count Trajectory 3y
20257
Schedule C Total Compensation
1,421,885
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001348883
Edgar Registered
Yes
Edgar Filing Count
965
Edgar First Filing Date
2006-01-10
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
84
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001348883-26-000011
Edgar Former Names
Clearbridge Advisors, LLC
CAM North America, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Lpl Financial6
State Street4
E*trade4
Northern Trust3
Bny Mellon2
Edgar Addresses
Mailing
ONE MADISON AVENUENEW YORK, NY 10010
Business
ONE MADISON AVENUENEW YORK, NY 10010
Edgar EIN
010846058
Edgar Recent Filings
13F-HR2026-05-13 · 0001348883-26-000011
SCHEDULE 13G2026-02-12 · 0001348883-26-000010
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
ANDERSON, NIGEL, JOHN
Executive Officer · 2.5%
6517204
ASHTON, ANDREW, JAMES
Executive Officer · 2.5%
6763546
DAVIDSON, STUART, JAMES
Executive Officer · 2.5%
7148324
DUDLEY, KATRINA, S.
Executive Officer · 2.5%
4608254
Nolan, Joanna, Helen Grace
Executive Officer · 2.5%
7899624