SourcingSourcing

EMSTONE ADVISERS, LLC

B50
CRD 139061·SEC 801-65994·LEOLA, PA
AUM
$29.3M
$25M-$100M
Est. Revenue
$293K
@ 1% on AUM
Est. EBITDA
$88K
@ 30% margin
Est. Deal Value
$702K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMSTONE ADVISERS, LLC
CRD
139061
SEC file #
801-65994
EIN
—
DBA names
—

Economics

AUM
$29.3M
AUM band
$25M-$100M
AUM trajectory
'20'26
$102.9M → $29.3M▼ -72%
Client mix
—

Operations

Employees (total)
8
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
8 advisors → 1 advisors▼ -87%
Primary office
LEOLA PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
emstoneadvisers.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EMERALD ADVISERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
EMERALD ADVISERS, LLC
JULIANO, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EMSTONEADVISERS.COM
Rdap Domain Creation Date
2015-10-28T14:20:44Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-10-01T11:59:59Z
Rdap Domain Last Changed
2024-10-02T14:45:36Z
Rdap Nameservers
Ns77.domaincontrol.comNs78.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
107496
Trust Company Affiliate
No

People (4)

4
EMERALD ADVISERS, LLC
Direct Owner · 87.5%
107496
JULIANO, RICHARD
Executive Officer · 2.5%
6309978
REHR, SCOTT, LAMBERT
Executive Officer · 2.5%
1539373
MEEHAN, JAMES, ANDREW
Executive Officer · 2.5%
2221482