SourcingSourcing

INTEGRITY ALLIANCE, LLC

C28
CRD 139627·SEC 801-69742·URBANDALE, IA
AUM
$5.41B
$1B+
Est. Revenue
$54.1M
@ 1% on AUM
Est. EBITDA
$16.2M
@ 30% margin
Est. Deal Value
$129.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INTEGRITY ALLIANCE, LLC
CRD
139627
SEC file #
801-69742
EIN
203749442
DBA names
—

Economics

AUM
$5.41B
AUM band
$1B+
AUM trajectory
'20'26
$519.8M → $5.41B▲ +941%
Client mix
Individuals Other9,578
Individuals High Net Worth1,082
Pension Profit Sharing Plans125
Corporations95
Charitable Organizations5

Operations

Employees (total)
400
Advisory staff (per ADV)
322
Advisory staff (5-yr trend)
'20'26
123 advisors → 322 advisors▲ +162%
Primary office
URBANDALE IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
integritywealth.com/wealth

Compliance

Disclosures (firm)
9
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMERICAN INDEPENDENT MARKETING,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
AMERICAN INDEPENDENT MARKETING,
AUKES, BRIAN EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INTEGRITYWEALTH.COM
Rdap Domain Creation Date
2001-02-15T18:19:00Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
16,730
Form 5500 Compensation Trajectory 3y
202616,730
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
16,730
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001352260
Edgar Registered
Yes
Edgar Filing Count
27
Edgar First Filing Date
2008-02-28
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001172661-26-001649
Edgar Former Names
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
36
Bc Firm Active IA Count
33
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab8
Pershing6
E*trade4
Fidelity1
Edgar Addresses
Mailing
4135 NW URBANDALE DRURBANDALE, IA 50322
Business
4135 NW URBANDALE DRURBANDALE, IA 50322
Edgar EIN
203749442
Edgar Recent Filings
13F-HR2026-05-11 · 0001172661-26-001649
X-17A-52026-03-31 · 0001352260-26-000003
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-02-15T18:19:00Z
Rdap Domain Last Changed
2025-10-02T18:48:43Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (55)

55
BAKER, ANDREA K
IAR · Executive Officer · 2.5%
5533991
AUKES, BRIAN, EDWARD
Executive Officer · 2.5%
2712193
CHRISTOPHER AARON MERLA
Executive Officer · 2.5%
4790661
MUJDZIC, BELMA
Executive Officer · 2.5%
4629710
OSBY, ANDREW, ALLEN
Executive Officer · 2.5%
4202621
STOCKMAN, MICHELLE, RENEE
Executive Officer · 2.5%
5010490
Nicholas James Pitruzzello
IAR
8001380
John Sutfin
IAR
7553615
Justin Taylor Kratzer
IAR
7051853
Lucas M Listle
IAR
6937217
MARJORIE P SIMPSON
IAR
4591486
Jamie Kyoko Nikami Ta
IAR
6078638
DEAN SAMUEL LISTLE
IAR
6333716
CHASTITY ANN HEMER
IAR
5589808
Priscilla Marie Nunez
IAR
6787513
Savario Joseph Crea
IAR
6289005
PETE MARTIN MCDEVITT
IAR
5707698
BRET WILLIAM BELL
IAR
2196064
TERESA LOUISE LAVITA
IAR
1323838
PETER CARLIN STOCKETT
IAR
4390230
KEITH JOSEPH RICHARDEL
IAR
3090179
JASON MILES KAMP
IAR
3070140
CALVIN KIMIO TAKETA
IAR
4429290
Nathan Duane Anderson
IAR
7180408
Danial Larry Johnson
IAR
7675476
PETER WILLIAM BROCK
IAR
5457095
PATRICK EUGENE MARKS
IAR
5428335
KURTIS CHARLES THOMPSON
IAR
3118733
LORILEE HOALST JONES
IAR
2501775
MICHELE LEA Krueger
IAR
4223494
Stephen C Valenti
IAR
7803907
Myles Patrick Shonsey
IAR
7328902
Gabrielle Alexis Bruno
IAR
8077659
Andrei J Murphy
IAR
5875118
Joseph Brent Markham
IAR
7983204
Jordan James Cotter
IAR
6292136
Derek Charles Wilkerson
IAR
7030733
Quinn Berven
IAR
8131047
CHARLIE LEONARD GIPPLE
IAR
4427917
Nathan A Schoenherr
IAR
7146777
JASON LEE ANDERSON
IAR
6348275
Eric Matthew Palmer
IAR
8150936
BRASS, STACIE, LYNN
IAR
2275932
Mark Jason Epp
IAR
4291410
Randall Kent Rinderknecht
IAR
2509978
Datta Prasad Janamanchi
IAR
7797979
Raghu Thota
IAR
7792637
JEAN D LORENZ
IAR
4666756
GREGORY BABCOCK
IAR
4674162
GRAHAME MEACHAM READ
IAR
5831951
YAHAIRA SARAHI MALDONADO
IAR
6224030
AMY LYNN SAGE
IAR
5920931
JOHN NATHAN LUMAN
IAR
6182428
Daniel Hostetler
IAR
7482789
Viresh Goolabdas Bawa
IAR
6686480