SourcingSourcing

STRATEGIC PLANNING, INC.

B61
CRD 139648·SEC 801-110105·COLUMBUS, OH
AUM
$376.6M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STRATEGIC PLANNING, INC.
CRD
139648
SEC file #
801-110105
EIN
311670502
DBA names
—

Economics

AUM
$376.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$138.3M → $376.6M▲ +172%
Client mix
Individuals Other465
Individuals High Net Worth352

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
COLUMBUS OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
stgplan.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EDGELL, STANLEY, RAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
EDGELL, STANLEY, RAY
EDGELL, SEAN, GAVIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STGPLAN.COM
Rdap Domain Creation Date
2004-11-23T19:48:42Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
6,000
Form 5500 Compensation Trajectory 3y
20256,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
6,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001925220
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-07-14
Edgar Last Filing Date
2026-05-18
Edgar 13f Count
5
Edgar 13f Latest AUM Estimate
Filing Date2026-05-18
Accession0001213900-26-058124

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
7730 OLENTANGY RIVER ROADSUITE 200COLUMBUS, OH 43235
Business
7730 OLENTANGY RIVER ROADSUITE 200COLUMBUS, OH 43235
Edgar EIN
311670502
Edgar Recent Filings
13F-HR2026-05-18 · 0001213900-26-058124
13F-HR2026-02-18 · 0001213900-26-017626
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-11-23T19:48:42Z
Rdap Domain Last Changed
2022-11-08T18:03:46Z
Rdap Nameservers
Pns41.cloudns.netPns42.cloudns.netPns43.cloudns.netPns44.cloudns.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
860505
Trust Company Affiliate
No

People (3)

3
EDGELL, STANLEY, RAY
IAR · Direct Owner · 87.5%
860505
EDGELL, SEAN, GAVIN
Executive Officer · 2.5%
5670162
CANDY JOHNSON PALUGI
Executive Officer · 2.5%
4062161