SourcingSourcing

ARROW INVESTMENT ADVISORS, LLC

B52
CRD 139652·SEC 801-66595·LAUREL, MD
AUM
$377.3M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARROW INVESTMENT ADVISORS, LLC
CRD
139652
SEC file #
801-66595
EIN
203403013
DBA names
—

Economics

AUM
$377.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$489.5M → $377.3M▼ -23%
Client mix
Investment Companies2

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
LAUREL MD
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/arrow-investment-advisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARRATO, JOSEPH, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BARRATO, JOSEPH, JOHN
BARRATO, ISABELLA, WATSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:arrow.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001378410
Edgar Registered
Yes
Edgar Filing Count
96
Edgar First Filing Date
2006-04-03
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
78
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001378410-26-000002
Edgar Former Names
Arrow Investment Advisors LLC

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.243
Soi Zip Pct 200k Plus
0.0508
Soi Zip Returns 200k Plus
1,040
Soi Zip Total AGI
1,495,569
Fdic Zip Total Deposits
40,416,269,000
Fdic Zip Branch Count
454
Fdic Zip Top Banks
Bank of America, National Association
Citibank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
6100 CHEVY CHASE DRSUITE 100LAUREL, MD 20707
Business
6100 CHEVY CHASE DRSUITE 100LAUREL, MD 20707
Edgar EIN
203403013
Edgar Recent Filings
13F-HR2026-05-04 · 0001378410-26-000002
13F-HR2026-02-09 · 0001378410-26-000001
Fdic Zip Branches Raw
Signet Bank-MarylandLaurel, MD
NationsBank, National AssociationLaurel, MD
Fdic Zip HHI
740.98
Fdic Zip Top Bank Share Pct
15.16
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI61,445
Returns5,310
Stub 2
AGI159,124
Returns4,300
Stub 3
AGI207,596
Returns3,360
Soi Zip Total Business Income
26,186
Soi Zip Total Cap Gains
15,776
Soi Zip Total Dividends
10,549
Soi Zip Total Returns
20,490
Top Owner CRD
4253082
Trust Company Affiliate
No

People (3)

3
JOSEPH JOHN BARRATO
Direct Owner · 87.5%
4253082
BARRATO, ISABELLA, WATSON
Executive Officer · 2.5%
8059718
GUYER, JONATHAN, S
Executive Officer · 2.5%
2777473