SourcingSourcing

BHK SECURITIES, LLC

A73
CRD 139665·SEC 801-67198·BIRMINGHAM, AL
AUM
$128.4M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$385K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BHK SECURITIES, LLC
CRD
139665
SEC file #
801-67198
EIN
—
DBA names
—

Economics

AUM
$128.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$155.4M → $128.4M▼ -17%
Client mix
Individuals High Net Worth61
Individuals Other42

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
7 advisors → 3 advisors▼ -57%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
bhkllc.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BHK HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BHK HOLDINGS, LLC
HAZZARD, MEREDYTH ROBERTS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BHKLLC.COM
Rdap Domain Creation Date
2005-03-22T16:30:42Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
4
Bc Firm IAR Count
5
Custodian Candidates
Full
Wells Fargo4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-22T15:30:42Z
Rdap Domain Last Changed
2025-03-23T12:11:24Z
Rdap Nameservers
Kristin.ns.cloudflare.comMajor.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
HAZZARD, MEREDYTH ROBERTS
IAR · Executive Officer · 2.5%
1427196
KNIGHT, JAMES BAILEY
IAR · Executive Officer · 2.5%
2787109
ROBERT LEE BARNETT
IAR
1343915
William Martin Beasley
IAR
1750089
MELISSA NORRIS BALDWIN
IAR
3204208