NVEST WEALTH STRATEGIES, INC.

CRD

139758

SEC file #

801-123479

EIN

204461414

DBA names

—

Economics

AUM

$236.7M

AUM band

$100M-$500M

AUM trajectory

'23 · $152.9M

'25 · $201.5M

'26 · $236.7M

'23'26

$152.9M → $236.7M▲ +55%

sec adv history

Client mix

Individuals Other	138
Individuals High Net Worth	47
Charitable Organizations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'23 · 2 advisors

'25 · 2 advisors

'26 · 2 advisors

'23'26

2 advisors → 2 advisors▬ 0%

sec adv history

Primary office

POWELL OH

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPublication of periodicals

Fee basis

% of AUMHourly charges

Filings

Latest ADV filing

01/13/2026

ADV-W filed at

—

Website

nvestwealth.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HENDERLY, STEVEN, GREGORY

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

HENDERLY, STEVEN, GREGORY

RANLY, JORDAN, ARTHUR

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

NVESTWEALTH.COM

Rdap Domain Creation Date

2006-05-30T19:00:41Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

7,316

Form 5500 Compensation Trajectory 3y

2025

7,316

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

7,316

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002106942

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-01-28

Edgar Last Filing Date

2026-04-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-13

Accession0002106942-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4924

Soi Zip Pct 200k Plus

0.2315

Soi Zip Returns 200k Plus

5,350

Soi Zip Total AGI

3,846,377

Fdic Zip Total Deposits

20,989,555,000

Fdic Zip Branch Count

395

Fdic Zip Top Banks

The Huntington National Bank

JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

9757 FAIRWAY DRIVEPOWELL, OH 43065

Business

9757 FAIRWAY DRIVEPOWELL, OH 43065

Edgar EIN

204461414

Edgar Recent Filings

13F-HR2026-04-13 · 0002106942-26-000002

13F-HR2026-01-28 · 0002106942-26-000001

Fdic Zip Branches Raw

The Delaware County Bank and Trust CompanyPowell, OH

The Fifth Third Bank of ColumbusShawnee Hills, OH

Fdic Zip HHI

1220.08

Fdic Zip Top Bank Share Pct

25.04

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-05-30T19:00:41Z

Rdap Domain Last Changed

2025-05-31T10:30:26Z

Rdap Nameservers

Ns1.mediatemple.netNs2.mediatemple.net

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	47,247
Returns	4,540

Stub 2

AGI	97,533
Returns	2,610

Stub 3

AGI	148,843
Returns	2,400

Soi Zip Total Business Income

130,270

Soi Zip Total Cap Gains

321,372

Soi Zip Total Dividends

108,307

Soi Zip Total Returns

23,110

Top Owner CRD

6155910

Trust Company Affiliate