SourcingSourcing

HIGHLAND CAPITAL ADVISORS, LLC

C31
CRD 139780·SEC 801-66336·ISSAQUAH, WA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HIGHLAND CAPITAL ADVISORS, LLC
CRD
139780
SEC file #
801-66336
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Pension Profit Sharing Plans91
Corporations20
Individuals High Net Worth11
Individuals Other6
Other5

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
ISSAQUAH WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
hcadv.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMALL, WILLIAM, SEAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
SMALL, WILLIAM, SEAN
WYMAN, RICHARD, CAMERON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HCADV.COM
Rdap Domain Creation Date
2015-04-04T18:09:18Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
29
Form 5500 Total Compensation
918,883
Form 5500 Compensation Trajectory 3y
2025741,377
2026177,506
Form 5500 Plan Count Trajectory 3y
202522
20267
Schedule C Total Compensation
918,883
Schedule C Service Provider Rows
29

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-04-04T18:09:18Z
Rdap Domain Last Changed
2026-05-13T22:44:06Z
Rdap Nameservers
Pdns01.domaincontrol.comPdns02.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2710817
Trust Company Affiliate
No

People (6)

6
SMALL, WILLIAM, SEAN
IAR · Direct Owner · 37.5%
2710817
WYMAN, RICHARD, CAMERON
IAR · Direct Owner · 37.5%
1673139
ROWE, DAVID, SINCLAIR
IAR · Direct Owner · 7.5%
4395065
DOSER, RANDALL, LEE
Direct Owner · 7.5%
5024920
DAVID GEOFFREY MANN
IAR
4890200
Craig Ryan Watkins
IAR
5926821