SourcingSourcing

CLARIVEST ASSET MANAGEMENT LLC

C36
CRD 139785·SEC 801-66386·SAN DIEGO, CA
AUM
$3.05B
$1B+
Est. Revenue
$30.5M
@ 1% on AUM
Est. EBITDA
$9.1M
@ 30% margin
Est. Deal Value
$73.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLARIVEST ASSET MANAGEMENT LLC
CRD
139785
SEC file #
801-66386
EIN
000000000
DBA names
—

Economics

AUM
$3.05B
AUM band
$1B+
AUM trajectory
'20'26
$6.74B → $3.05B▼ -55%
Client mix
Other9
Pooled Investment Vehicles7
Investment Companies4
Pension Profit Sharing Plans4
State Or Municipal Govt4

Operations

Employees (total)
17
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
13 advisors → 10 advisors▼ -23%
Primary office
SAN DIEGO CA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jamesmedium confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
12/17/2025
ADV-W filed at
—
Website
clarivest.com

Compliance

Disclosures (firm)
6
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EAGLE ASSET MANAGEMENT INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
EAGLE ASSET MANAGEMENT INC
ALVAREZ, JAVIER, A
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CLARIVEST.COM
Rdap Domain Creation Date
2006-02-07T00:47:17Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
1,368,246
Form 5500 Compensation Trajectory 3y
20251,368,246
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
1,368,246
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001671545
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2016-04-15
Edgar Last Filing Date
2020-04-08
Edgar Form D Count
5
Edgar Form D Offerings
2020-04-082020-04-08 · 0000935836-20-000256
2019-04-092019-04-09 · 0000935836-19-000224

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Raymond James8
Full
Raymond James50
E*trade4
Edgar Addresses
Mailing
3611 VALLEY CENTRE DRIVE, SUITE 100SAN DIEGO, CA 92130
Business
3611 VALLEY CENTRE DRIVE, SUITE 100SAN DIEGO, CA 92130
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-04-08 · 0000935836-20-000256
D/A2019-04-09 · 0000935836-19-000224
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-02-07T00:47:17Z
Rdap Domain Last Changed
2025-08-07T02:20:14Z
Rdap Nameservers
Ha1.markmonitor.zoneHa2.markmonitor.zoneHa3.markmonitor.zoneHa4.markmonitor.zone
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
110653
Trust Company Affiliate
No

People (7)

7
EAGLE ASSET MANAGEMENT INC
Direct Owner · 87.5%
110653
ALVAREZ, JAVIER, A
Executive Officer · 2.5%
5471425
MATTHEW B ORTON
Executive Officer · 2.5%
5157324
RICK IV, EDWARD
Executive Officer · 2.5%
2536413
Vaughn, David, Raymond
Executive Officer · 2.5%
2179530
WILWANT, ERIC, CHRISTIAN
Executive Officer · 2.5%
2256062
Wolter, Todd, Nathan
Executive Officer · 2.5%
2642258