LEGACY ADVISORS, LLC

CRD

139830

SEC file #

801-66582

EIN

061659806

DBA names

—

Economics

AUM

$5.17B

AUM band

$1B+

AUM trajectory

'20 · $1.54B

'21 · $1.81B

'22 · $2.10B

'23 · $2.85B

'25 · $4.18B

'26 · $5.17B

'20'26

$1.54B → $5.17B▲ +235%

sec adv history

Client mix

Individuals High Net Worth	282
Individuals Other	24
Charitable Organizations	6
Corporations	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 18 advisors

'21 · 21 advisors

'22 · 21 advisors

'23 · 21 advisors

'25 · 22 advisors

'26 · 25 advisors

'20'26

18 advisors → 25 advisors▲ +39%

sec adv history

Primary office

PLYMOUTH MEETING PA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/26/2026

ADV-W filed at

—

Website

legacyadvice.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

LEGACY ADVISORS HOLDINGS, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

LEGACY ADVISORS HOLDINGS, LLC

PANVINI, VINCENT, ALBERT

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

LEGACYADVICE.COM

Rdap Domain Creation Date

2002-04-08T15:11:44Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Total Compensation

247,871

Form 5500 Compensation Trajectory 3y

2025	235,409
2026	12,462
2024	0

Form 5500 Plan Count Trajectory 3y

2025	8
2024	2
2026	1

Schedule C Total Compensation

247,871

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001720969

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2017-11-01

Edgar Last Filing Date

2026-05-05

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-05

Accession0001720969-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.395

Soi Zip Pct 200k Plus

0.1625

Soi Zip Returns 200k Plus

1,370

Soi Zip Total AGI

1,139,696

Fdic Zip Total Deposits

21,192,415,000

Fdic Zip Branch Count

199

Fdic Zip Top Banks

Wells Fargo Bank, National Association

TD Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

5 APOLLO ROADSUITE 100PLYMOUTH MEETING, PA 19462

Business

5 APOLLO ROADSUITE 100PLYMOUTH MEETING, PA 19462

Edgar EIN

061659806

Edgar Recent Filings

13F-HR2026-05-05 · 0001720969-26-000003

13F-HR2026-01-27 · 0001720969-26-000001

Fdic Zip Branches Raw

Meridian BankPlymouth Township, PA

The Madison BankPlymouth Township, PA

Fdic Zip HHI

2497.49

Fdic Zip Top Bank Share Pct

43.88

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2029-04-08T15:11:44Z

Rdap Domain Last Changed

2026-03-24T17:54:39Z

Rdap Nameservers

Ns1.dnsbycomodo.netNs2.dnsbycomodo.net

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	19,921
Returns	1,840

Stub 2

AGI	46,620
Returns	1,240

Stub 3

AGI	70,961
Returns	1,140

Soi Zip Total Business Income

38,614

Soi Zip Total Cap Gains

71,546

Soi Zip Total Dividends

31,123

Soi Zip Total Returns

8,430

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