SourcingSourcing

ASSET STRATEGY ADVISORS, LLC

C42
CRD 139879·SEC 801-66549·WAYLAND, MA
AUM
$649.3M
$500M-$1B
Est. Revenue
$6.5M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSET STRATEGY ADVISORS, LLC
CRD
139879
SEC file #
801-66549
EIN
—
DBA names
—

Economics

AUM
$649.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$256.2M → $649.3M▲ +153%
Client mix
Individuals High Net Worth290
Individuals Other191
Pension Profit Sharing Plans23

Operations

Employees (total)
10
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
5 advisors → 8 advisors▲ +60%
Primary office
WAYLAND MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/assetstrategyadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FITZPATRICK, KENT, ALLAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FITZPATRICK, KENT, ALLAN
ASSET STRATEGY HOLDINGS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:assetstrategy.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
47,351
Form 5500 Compensation Trajectory 3y
202547,351
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
47,351
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (10)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
E*trade4
Fee Schedule
Bracket Ix92
Bracket I4
Bracket Xi4
Bracket Ii0
Bracket Iii0
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1998842
Trust Company Affiliate
No

People (12)

12
FITZPATRICK, KENT, ALLAN
IAR · Direct Owner · 87.5%
1998842
SALAMONE, ROSARIO, SALVATORE
IAR · Direct Owner · 7.5%
6277552
BRUCE WOODMAN HARDY
IAR
1713101
Edward Rosenau
IAR
2260446
PETER DOHERTY
IAR
7273960
Jian Wei Fu
IAR
7396645
Kaelan C Fitzpatrick
IAR
7039349
TIMOTHY JOSEPH BLACK
IAR
1525159
RICHARD ROBERT RACINE
IAR
1035713
WILLIAM D MAHONY
IAR
4578876
DAVID CHRISTOPHER O'BRIEN
IAR
2722690
William Christopher Sargent
IAR
7432187