SourcingSourcing

COSEY FINANCIAL SERVICES, INC.

B55
CRD 140175·SEC 801-120768·KNOXVILLE, TN
AUM
$123.7M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$371K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COSEY FINANCIAL SERVICES, INC.
CRD
140175
SEC file #
801-120768
EIN
—
DBA names
—

Economics

AUM
$123.7M
AUM band
$100M-$500M
AUM trajectory
'22'26
$107.2M → $123.7M▲ +15%
Client mix
Individuals Other343
Individuals High Net Worth42
Pension Profit Sharing Plans14
Corporations5

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
5 advisors → 3 advisors▼ -40%
Primary office
KNOXVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
coseyfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COSEY, ANTHONY, EUGENE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COSEY, ANTHONY, EUGENE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COSEYFINANCIAL.COM
Rdap Domain Creation Date
2000-11-16T18:24:59Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-16T18:24:59Z
Rdap Domain Last Changed
2025-09-17T06:22:45Z
Rdap Nameservers
Ns1.securehostserver.infoNs2.securehostserver.info
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4032305
Trust Company Affiliate
No

People (3)

3
COSEY, ANTHONY, EUGENE
IAR · Direct Owner · 87.5%
4032305
DONALD ROBERT GREENE
IAR
228889
RANDY LYNN PUCKETT
IAR
4973225