SourcingSourcing

AG FINANCIAL, LLC

B56
CRD 140226·SEC 801-66579·SALT LAKE CITY, UT
AUM
$103.5M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$310K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AG FINANCIAL, LLC
CRD
140226
SEC file #
801-66579
EIN
—
DBA names
Ag Financial

Economics

AUM
$103.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$100.0M → $103.5M▲ +3%
Client mix
Individuals Other163
Pension Profit Sharing Plans13
Individuals High Net Worth12

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SALT LAKE CITY UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
myagfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAHAM, AARON, BRIAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GRAHAM, AARON, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYAGFINANCIAL.COM
Rdap Domain Creation Date
2006-09-27T15:59:14Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-27T15:59:14Z
Rdap Domain Last Changed
2025-09-28T17:07:01Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3167246
Trust Company Affiliate
No

People (2)

2
GRAHAM, AARON, BRIAN
IAR · Direct Owner · 87.5%
3167246
GREGORY INOUYE ODA
IAR
5011288