SourcingSourcing

ALEXANDER CAPITAL ADVISORS, LLC

A75
CRD 140508·SEC 801-131809·NEW CANAAN, CT
AUM
$104.2M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$313K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALEXANDER CAPITAL ADVISORS, LLC
CRD
140508
SEC file #
801-131809
EIN
000000000
DBA names
—

Economics

AUM
$104.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$112.2M → $104.2M▼ -7%
Client mix
Individuals High Net Worth10
Individuals Other6
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
1 advisors → 1 advisors▬ 0%
Primary office
NEW CANAAN CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
alexcapadv.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PAOLOZZI, THOMAS, FRANKLIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PAOLOZZI, THOMAS, FRANKLIN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALEXCAPADV.COM
Rdap Domain Creation Date
2011-12-22T19:53:58Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001460961
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2009-03-18
Edgar Last Filing Date
2025-09-10
Edgar Form D Count
18
Edgar Form D Offerings
2025-09-102025-09-10 · 0001460961-25-000002
2024-09-122024-09-12 · 0001460961-24-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Northern Trust3
Edgar Addresses
Mailing
125 ELM STREETNEW CANAAN, CT 06840
Business
125 ELM STREETNEW CANAAN, CT 06840
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-09-10 · 0001460961-25-000002
D/A2024-09-12 · 0001460961-24-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-22T19:53:58Z
Rdap Domain Last Changed
2025-12-23T12:46:25Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2201791
Trust Company Affiliate
No

People (1)

1
PAOLOZZI, THOMAS, FRANKLIN
IAR · Direct Owner · 87.5%
2201791