SourcingSourcing

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

B57
CRD 140551·SEC 801-69464·PHOENIX, AZ
AUM
$538.8M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
CRD
140551
SEC file #
801-69464
EIN
—
DBA names
—

Economics

AUM
$538.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$379.6M → $538.8M▲ +42%
Client mix
Individuals High Net Worth1,022
Individuals Other402

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
8 advisors → 7 advisors▼ -12%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
brettmachtig.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MACHTIG, BRETT, ALLEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MACHTIG, BRETT, ALLEN
RUGGIERI, MICHAEL, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BRETTMACHTIG.COM
Rdap Domain Creation Date
2003-08-22T23:34:18Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0761
Soi Zip Pct 200k Plus
0.0072
Soi Zip Returns 200k Plus
140
Soi Zip Total AGI
882,606
Fdic Zip Total Deposits
8,636,724,000
Fdic Zip Branch Count
115
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Norwest Bank Arizona, National AssociationPhoenix, AZ
Dillard National BankPhoenix, AZ
Fdic Zip HHI
2457.22
Fdic Zip Top Bank Share Pct
34.05
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-22T23:34:18Z
Rdap Domain Last Changed
2025-08-23T17:36:33Z
Rdap Nameservers
Pdns11.domaincontrol.comPdns12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI83,990
Returns6,230
Stub 2
AGI252,886
Returns6,880
Stub 3
AGI199,981
Returns3,290
Soi Zip Total Business Income
39,981
Soi Zip Total Cap Gains
10,490
Soi Zip Total Dividends
3,385
Soi Zip Total Returns
19,320
Top Owner CRD
1420080
Trust Company Affiliate
No

People (2)

2
BRETT ALLEN MACHTIG
Direct Owner · 87.5%
1420080
RUGGIERI, MICHAEL, JOSEPH
IAR · Executive Officer · 2.5%
2652152