SourcingSourcing

WHALE ROCK CAPITAL MANAGEMENT LLC

C26
CRD 140746·SEC 801-71470·BOSTON, MA
AUM
$12.97B
$1B+
Est. Revenue
$129.7M
@ 1% on AUM
Est. EBITDA
$38.9M
@ 30% margin
Est. Deal Value
$311.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WHALE ROCK CAPITAL MANAGEMENT LLC
CRD
140746
SEC file #
801-71470
EIN
000000000
DBA names
Whale Rock Capital Management

Economics

AUM
$12.97B
AUM band
$1B+
AUM trajectory
'20'26
$5.74B → $12.97B▲ +126%
Client mix
Pooled Investment Vehicles19

Operations

Employees (total)
31
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
8 advisors → 10 advisors▲ +25%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/whale-rock-capital-management-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SACERDOTE, ALEXANDER, CORRADO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
SACERDOTE, ALEXANDER, CORRADO
PETER M SACERDOTE INVESTMENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
38
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001457666
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2006-08-31
Edgar Last Filing Date
2026-03-27
Edgar Form D Count
19
Edgar Form D Offerings
2026-03-272026-03-27 · 0001457666-26-000001
2025-03-272025-03-27 · 0001457666-25-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley49
Northern Trust16
Goldman Sachs12
E*trade4
Jpmorgan3
Edgar Addresses
Mailing
TWO INTERNATIONAL PLACE, 24TH FLOORBOSTON, MA 02110
Business
TWO INTERNATIONAL PLACE, 24TH FLOORBOSTON, MA 02110
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-03-27 · 0001457666-26-000001
D/A2025-03-27 · 0001457666-25-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2531715
Trust Company Affiliate
Yes

People (5)

5
SACERDOTE, ALEXANDER, CORRADO
Direct Owner · 87.5%
2531715
BENZ, KENDELL, VICTORIA
Executive Officer · 2.5%
7245295
FINNERAN, ROBERT, EDWARD
Executive Officer · 2.5%
6118474
HOUGHTLIN, JAMES, GADDIS
Executive Officer · 2.5%
4201380
KENNEDY, KRISTY, SOTT
Executive Officer · 2.5%
4679720