FIRST CITIZENS ASSET MANAGEMENT, INC

CRD

140777

SEC file #

801-79917

EIN

205071127

DBA names

—

Economics

AUM

$465.1M

AUM band

$100M-$500M

AUM trajectory

'20 · $155.2M

'21 · $135.8M

'22 · $109.8M

'23 · $105.8M

'25 · $167.0M

'26 · $465.1M

'20'26

$155.2M → $465.1M▲ +200%

sec adv history

Client mix

Individuals Other	1,184
Individuals High Net Worth	62
Corporations	9
State Or Municipal Govt	6
Charitable Organizations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 34 advisors

'21 · 29 advisors

'22 · 27 advisors

'23 · 23 advisors

'25 · 33 advisors

'26 · 32 advisors

'20'26

34 advisors → 32 advisors▼ -6%

sec adv history

Primary office

RALEIGH NC

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUM

Filings

Latest ADV filing

04/14/2026

ADV-W filed at

—

Website

firstcitizens.com/wealth

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FIRST-CITIZENS BANK AND TRUST

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

FIRST-CITIZENS BANK AND TRUST

CECE, MARY

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

FIRSTCITIZENS.COM

Rdap Domain Creation Date

1995-07-28T04:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

SafeNames Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001964116

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2023-02-10

Edgar Last Filing Date

2026-04-30

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-30

Accession0001964116-26-000015

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	7
E*trade	4

adv brochure

Edgar Addresses

Mailing

8540 COLONNADE CENTER DRIVERALEIGH, NC 27615

Business

8540 COLONNADE CENTER DRIVERALEIGH, NC 27615

Edgar EIN

205071127

Edgar Recent Filings

13F-HR/A2026-04-30 · 0001964116-26-000015

13F-HR/A2026-04-28 · 0001964116-26-000014

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-07-27T04:00:00Z

Rdap Domain Last Changed

2025-07-31T23:25:13Z

Rdap Nameservers

Ns01.firstcitizens.comNs01.nsfcb.comNs02.firstcitizens.comNs02.nsfcb.com

Rdap Secure Dns Enabled

Yes

Rdap Status

Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

People (54)

CILIANO, BRENT

WILSON, MICHAEL, CHRISTOPHER

3058895

Yasunaga, Thaddeus, William

4301352

McCallum, Charles, Falconer

6592640

2697260

CECE, MARY

2135583

Michael Lee Longest

6692593

MARK STEPHEN MARRONE

1987907

WALSH, WILLIAM, JAMES

WILLIAM SHERWOOD BLACKWOOD

4883580

Charles Reed Dickinson

SYEDA ZAHRA Fatima AHMED

JONATHAN RANDALL HUSS

Jeffrey Scott Rhineheart

CYNTHIA JONES WILLIAMS

KATHERINE Tracy Pepper

PHILLIP EVANS NEUHART

4696592

KARL KILPATRICK MUELLER

2639477

Alexander James Andrews

6689453

KRISTINE CORY CAROTHERS

KENDRICK MARTIN WHITEHURST

6923272

HENRY ALBERT KOWALEWSKI

Michael Anthony D'Amelio

7180238

ERAINE JOHNSON PARKER

Michael Curtis Lodsin