SourcingSourcing

COMPERIO RETIREMENT CONSULTING, INC.

C44
CRD 140786·SEC 801-66831·CARY, NC
AUM
$1.99B
$1B+
Est. Revenue
$19.9M
@ 1% on AUM
Est. EBITDA
$6.0M
@ 30% margin
Est. Deal Value
$47.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPERIO RETIREMENT CONSULTING, INC.
CRD
140786
SEC file #
801-66831
EIN
—
DBA names
—

Economics

AUM
$1.99B
AUM band
$1B+
AUM trajectory
'20'26
$1.40B → $1.99B▲ +42%
Client mix
Pension Profit Sharing Plans27

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
CARY NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/comperioretirementconsulting(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SOTELL, JAMES, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SOTELL, JAMES, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
157,076
Form 5500 Compensation Trajectory 3y
2025152,076
20265,000
Form 5500 Plan Count Trajectory 3y
20255
20261
Schedule C Total Compensation
157,076
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1983050
Trust Company Affiliate
No

People (2)

2
SOTELL, JAMES, RICHARD
IAR · Direct Owner · 87.5%
1983050
Jarrott B Heath
IAR
7138628