SourcingSourcing

BARTON INVESTMENT MANAGEMENT, LLC

C49
CRD 141084·SEC 801-66964·W. CONSHOHOCKEN, PA
AUM
$984.7M
$500M-$1B
Est. Revenue
$9.8M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$23.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARTON INVESTMENT MANAGEMENT, LLC
CRD
141084
SEC file #
801-66964
EIN
—
DBA names
—

Economics

AUM
$984.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$536.2M → $984.7M▲ +84%
Client mix
Individuals High Net Worth73
Individuals Other20
Other1

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
W. CONSHOHOCKEN PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
02/02/2026
ADV-W filed at
—
Website
bartonim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RILEY, JOHN, BARTON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
RILEY, JOHN, BARTON
RILEY, HENRY, BARTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BARTONIM.COM
Rdap Domain Creation Date
2006-06-05T22:44:55Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-05T22:44:55Z
Rdap Domain Last Changed
2021-05-18T13:22:23Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
376746
Trust Company Affiliate
No

People (6)

6
JOHN BARTON RILEY
Direct Owner · 62.5%
376746
RILEY, HENRY, BARTON
IAR · Direct Owner · 37.5%
7175836
FORTE, JANNA, MARTINELLI
IAR · Executive Officer · 2.5%
2272576
PETER CONNABLE SHOUVLIN
IAR
2368884
JAMES MCCALL TATLOW
IAR
1351152
MICHAEL DONALD JONES
IAR
2669489