SourcingSourcing

GALLOWAY ASSET MANAGEMENT LLC

C36
CRD 141091·SEC 801-68901·MESA, AZ
AUM
$17.9M
<$25M
Est. Revenue
$179K
@ 1% on AUM
Est. EBITDA
$54K
@ 30% margin
Est. Deal Value
$429K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GALLOWAY ASSET MANAGEMENT LLC
CRD
141091
SEC file #
801-68901
EIN
—
DBA names
Public Safety Financial/galloway

Economics

AUM
$17.9M
AUM band
<$25M
AUM trajectory
'20'26
$370.0M → $17.9M▼ -95%
Client mix
Individuals Other74

Operations

Employees (total)
31
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'20'26
24 advisors → 23 advisors▼ -4%
Primary office
MESA AZ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
galloway911.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PUBLIC SAFETY FINANCIAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
PUBLIC SAFETY FINANCIAL, LLC
EBERHARDT, MAGDALENA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GALLOWAY911.COM
Rdap Domain Creation Date
2007-08-28T18:03:53Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
26
Bc Firm IAR Count
26
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-08-28T18:03:53Z
Rdap Domain Last Changed
2025-09-15T21:03:28Z
Rdap Nameservers
Ns39.domaincontrol.comNs40.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (26)

26
Thomas, Todd, G
IAR · Executive Officer · 2.5%
6578833
GALLOWAY, MICHAEL, JEFFREY
IAR · Executive Officer · 2.5%
3001646
EBERHARDT, MAGDALENA
IAR · Executive Officer · 2.5%
2176162
Bryan Ness Jeffries
IAR
8124209
MATTHEW ALLEN ROGERS
IAR
6484646
Craig Halver
IAR
7793240
Jordan Leigh Andrews
IAR
6582009
DREW ALLYSE GRIFFITH
IAR
6515076
Christopher Alan DeChant
IAR
6674507
CODY RON CARMICHAEL
IAR
6058453
BRIAN CRAIG DELFS
IAR
6333216
MARK CLIFFORD EWINGS
IAR
4142424
Elyssa Nicole Selvidge
IAR
8124162
CHRISTOPHER ALAN HOERCHLER
IAR
5318770
William Lyall
IAR
6826263
CASEY ADAM JOHNSTON
IAR
6465187
STEVEN BOYD WHEELER
IAR
6528344
Andrew Jordan Evans
IAR
7733487
ANDREA LENORE ALLEY
IAR
5457658
TYLER JACOB ALLEN
IAR
6458613
BRIAN DEAN JUTTING
IAR
6244439
SHANE MICHAEL KNOLL
IAR
4689944
SHANE CHRISTOPHER CONWAY
IAR
5236540
Johnny Ray Hernandez
IAR
7299568
JOHN T HENDERSON
IAR
7268717
JOE HENRY CONNELL
IAR
1278586