SourcingSourcing

SECURE INVESTMENT MANAGEMENT, LLC

C38
CRD 141195·SEC 801-80752·TUCSON, AZ
AUM
$42.9M
$25M-$100M
Est. Revenue
$429K
@ 1% on AUM
Est. EBITDA
$129K
@ 30% margin
Est. Deal Value
$1.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SECURE INVESTMENT MANAGEMENT, LLC
CRD
141195
SEC file #
801-80752
EIN
—
DBA names
—

Economics

AUM
$42.9M
AUM band
$25M-$100M
AUM trajectory
'20'26
$87.2M → $42.9M▼ -51%
Client mix
Individuals Other938
Individuals High Net Worth4

Operations

Employees (total)
31
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
10 advisors → 20 advisors▲ +100%
Primary office
TUCSON AZ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
secureinvestmentmanagement.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AFFINEX HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
AFFINEX HOLDINGS LLC
MELLBERG, JOSHUA, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SECUREINVESTMENTMANAGEMENT.COM
Rdap Domain Creation Date
2012-08-27T20:07:40Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
21
Bc Firm IAR Count
21
Custodian Candidates
Full
Fidelity4
E*trade4
Lpl Financial1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-27T20:07:40Z
Rdap Domain Last Changed
2025-08-28T14:51:02Z
Rdap Nameservers
Ns39.domaincontrol.comNs40.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (22)

22
MELLBERG, JOSHUA, DAVID
IAR · Direct Owner · 87.5%
5174289
POWELL, JANICE, MARIE
IAR · Executive Officer · 2.5%
4519492
OTTO RAMON BOHON
Executive Officer · 2.5%
5677597
SAM MICHAEL BECKWORTH
IAR
2968528
MICHAEL S PARKIN
IAR
7940857
Mark Angelo Palanca Mesina
IAR
7793247
LOY DOUGLAS HOLT
IAR
709410
JON LEWIS BOWLES
IAR
2862432
Jared Loyd Keating
IAR
4122385
CLARK DAVID DEARMOND
IAR
1883091
JOSEPH MICHAEL ALCON
IAR
3226427
Michael David Leos
IAR
7748957
Jimmy Diep
IAR
5945719
SCOTT WILLIAM BLANEY
IAR
4112904
Anthony Smith
IAR
6983931
JOHN TIMOTHY KEEFE
IAR
2199780
STEPHEN QUENTIN GLENN MEHR
IAR
6166445
ARIDAI LOPEZ
IAR
6744625
Changxi Ji
IAR
7563608
Dianne Shumway
IAR
7221965
EDWARD JOSEPH MACPHEE
IAR
5476050
James Ruwe
IAR
7841646