SourcingSourcing

COMPASS INVESTMENTS LLC

B59
CRD 141323·SEC 801-67114·PITTSBURGH, PA
AUM
$93.2M
$25M-$100M
Est. Revenue
$932K
@ 1% on AUM
Est. EBITDA
$279K
@ 30% margin
Est. Deal Value
$2.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPASS INVESTMENTS LLC
CRD
141323
SEC file #
801-67114
EIN
—
DBA names
—

Economics

AUM
$93.2M
AUM band
$25M-$100M
AUM trajectory
'20'26
$130.2M → $93.2M▼ -28%
Client mix
Individuals Other150
Individuals High Net Worth26

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
6 advisors → 4 advisors▼ -33%
Primary office
PITTSBURGH PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
compassinvestmentsllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Knecht, Olivia, Sue
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Knecht, Olivia, Sue
Oakes, Ryan, Christopher
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COMPASSINVESTMENTSLLC.COM
Rdap Domain Creation Date
2009-07-16T20:24:44Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1967
Soi Zip Pct 200k Plus
0.0612
Soi Zip Returns 200k Plus
330
Soi Zip Total AGI
417,035
Fdic Zip Total Deposits
11,104,692,000
Fdic Zip Branch Count
222
Fdic Zip Top Banks
PNC Bank, National Association
First National Bank of Pennsylvania

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Fayette Bank and Trust CompanyPittsburgh, PA
United-American Savings BankPittsburgh, PA
Fdic Zip HHI
2007.06
Fdic Zip Top Bank Share Pct
34.93
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-08T11:59:59Z
Rdap Domain Last Changed
2025-08-24T14:37:42Z
Rdap Nameservers
Dns1.p04.nsone.netDns2.p04.nsone.netDns3.p04.nsone.netDns4.p04.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,001
Returns1,290
Stub 2
AGI53,405
Returns1,430
Stub 3
AGI61,878
Returns1,000
Soi Zip Total Business Income
10,118
Soi Zip Total Cap Gains
9,537
Soi Zip Total Dividends
4,581
Soi Zip Total Returns
5,390
Top Owner CRD
7339512
Trust Company Affiliate
No

People (5)

5
Knecht, Olivia, Sue
IAR · Direct Owner · 87.5%
7339512
Ryan Christopher Oakes
Executive Officer · 2.5%
6694798
DENNIS DONALD CRITESER
IAR
3263353
GLEN EDWIN ROLOFSON
IAR
1852457
PEGLER JANE SWIFT
IAR
5220428