PEAK CAPITAL MANAGEMENT, LLC
A65
CRD 141488·SEC 801-69009·GREENWOOD VILLAGE, CO
AUM
$165.2M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$496K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $242.3M
'21 · $205.5M
'22 · $192.5M
'23 · $188.4M
'25 · $148.5M
'26 · $165.2M
'20'26
$242.3M → $165.2M▼ -32%
Client mix
| Individuals Other | 73 |
| Individuals High Net Worth | 30 |
| Corporations | 5 |
| Pension Profit Sharing Plans | 2 |
Operations
Advisory staff (5-yr trend)
'20 · 4 advisors
'21 · 6 advisors
'22 · 4 advisors
'23 · 4 advisors
'25 · 3 advisors
'26 · 3 advisors
'20'26
4 advisors → 3 advisors▼ -25%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Filings
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
12418 HUNTINGWICK DRIVEC/O SWAN PEAK CAPITAL MANAGEMENT, LLCHOUSTON, TX 77024
Business
12418 HUNTINGWICK DRIVEC/O SWAN PEAK CAPITAL MANAGEMENT, LLCHOUSTON, TX 77024