AXIOM INVESTMENT MANAGEMENT LLC
A78
CRD 141516·SEC 801-67131·NEW YORK, NY
AUM
$236.8M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$710K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $794.0M
'21 · $137.0M
'22 · $171.5M
'23 · $133.7M
'25 · $233.7M
'26 · $236.8M
'20'26
$794.0M → $236.8M▼ -70%
Client mix
| Individuals High Net Worth | 201 |
| Corporations | 11 |
| Pension Profit Sharing Plans | 1 |
| Charitable Organizations | 1 |
Operations
Advisory staff (5-yr trend)
'20 · 12 advisors
'21 · 9 advisors
'22 · 8 advisors
'23 · 7 advisors
'25 · 4 advisors
'26 · 4 advisors
'20'26
12 advisors → 4 advisors▼ -67%
Branches
—
Custodian & Brokerage
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Filings
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
350 FIFTH AVENUESUITE 5420NEW YORK, NY 10118
Business
350 FIFTH AVENUESUITE 5420NEW YORK, NY 10118
Edgar Recent Filings
13F-HR2023-02-14 · 0001398344-23-003089
13F-HR2022-11-14 · 0001398344-22-022082