SourcingSourcing

CAPITOL SECURITIES MANAGEMENT, INC.

C37
CRD 14169·SEC 801-41033·GLEN ALLEN, VA
AUM
$2.16B
$1B+
Est. Revenue
$21.6M
@ 1% on AUM
Est. EBITDA
$6.5M
@ 30% margin
Est. Deal Value
$51.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITOL SECURITIES MANAGEMENT, INC.
CRD
14169
SEC file #
801-41033
EIN
823639008
DBA names
—

Economics

AUM
$2.16B
AUM band
$1B+
AUM trajectory
'20'26
$671.5M → $2.16B▲ +222%
Client mix
Individuals Other1,890
Individuals High Net Worth1,287
Other725
Corporations32
Pension Profit Sharing Plans18

Operations

Employees (total)
170
Advisory staff (per ADV)
126
Advisory staff (5-yr trend)
'20'26
102 advisors → 126 advisors▲ +24%
Primary office
GLEN ALLEN VA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/nordmannwealth(social)

Compliance

Disclosures (firm)
11
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CS FINANCIAL GROUP INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
CS FINANCIAL GROUP INC.
JIANOS, JOSEPH ARISTOTLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:capitolsecurities.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
33,991
Form 5500 Compensation Trajectory 3y
202533,991
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
33,991
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001729152
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2018-02-14
Edgar Last Filing Date
2020-02-20
Edgar Form D Count
4
Edgar Form D Offerings
2020-02-202020-02-20 · 0001729152-20-000001
2019-02-202019-02-20 · 0001729152-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
32
Bc Firm IAR Count
50
Custodian Candidates
Full
Raymond James10
E*trade4
Edgar Addresses
Mailing
C/O EVERMORE GLOBAL ADVISORS, LLC89 SUMMIT AVENUESUMMIT, NJ 07901
Business
C/O EVERMORE GLOBAL ADVISORS, LLC89 SUMMIT AVENUESUMMIT, NJ 07901
Edgar EIN
823639008
Edgar Recent Filings
D/A2020-02-20 · 0001729152-20-000001
D/A2019-02-20 · 0001729152-19-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (50)

50
ZUBOV, IRINA
IAR · Executive Officer · 2.5%
5166218
HALLBERG, KATHERINE ROSE
IAR · Executive Officer · 2.5%
5016264
JIANOS, JOSEPH ARISTOTLE
IAR · Executive Officer · 2.5%
1374020
WETHERELL, EDWARD LEE
IAR · Executive Officer · 2.5%
2159349
WALLACE, JAMES LOUIS
IAR · Executive Officer · 2.5%
2099074
ROY ALEXANDER
IAR
4313613
SHANNON DAVIS THRIFT
IAR
5840276
Amanda Nicole Meeker
IAR
7304224
ANDREW ALLEN BURKE
IAR
5301798
SARAH FARRIS UNDERWOOD
IAR
2552417
LYSA JILL ROTHENBERG
IAR
1828542
ELIZABETH MAY OTOOLE
IAR
1848090
JEFFREY WARD SEVILA
IAR
2644908
RUTH ANN E OFTRING
IAR
1470679
ROBERT RAYMOND JOSEPH
IAR
2302064
ERNEST HOMER DIMATTINA
IAR
835274
MICHAEL MONROE VIA
IAR
722636
RICHARD EDWARD LANDI
IAR
1336947
RAY LINWOOD WOOD
IAR
719933
SARAH CATHERINE KING
IAR
1106483
ROBERT M ROARK
IAR
1967708
ROBERT REESE CLIPPARD
IAR
3067773
GREGORY JOHN KUTA
IAR
1687837
ANDREW JOSEPH BELLAMAH
IAR
6244980
GREGORY VAUGHN CLARKE
IAR
1378671
JAMES COLIN ATKINS
IAR
8423
MARK CHARLES WILCOCK
IAR
1510045
CRAIG SCOTT SABLOSKY
IAR
4879851
BRIAN ANDREW COHEN
IAR
1508111
THOMAS HOWARD KEPLEY
IAR
2000973
FELDY FIRMANTO SUWITO
IAR
3086385
JOHN FRANCIS CAHILL
IAR
2875811
WILLIAM ALLAN KORN
IAR
848586
JOHN EDWARD KELLEY
IAR
2889795
MATTHEW PETER KREUTZ
IAR
2596140
DAVID ALLEN SPIKER
IAR
432149
DEMETRIOS ARISTEDES MANTHOUS
IAR
2587527
MICHAEL TALMADGE CROSS
IAR
1814187
FLORINDA BATISTA LEVERTON
IAR
730571
WYTHE CHISMAN HOGGE
IAR
6442450
ROBERT JOHN GARONE
IAR
1313659
TIMOTHY EDWARD STRAIT
IAR
1442335
HEATHER LANKFORD HAMMOND
IAR
4810835
MARIA CRISTINA DURAN
IAR
4066007
ROBERT RAYMOND JOSEPH
IAR
262303
GEORGE ARTHUR GAGNON
IAR
216431
RICHARD DAVID MARSHALL
IAR
2477197
DAVID MARC PAPILSKY
IAR
1325236
JOSHUA PAUL THOMAS
IAR
5842545
JEAN ANNE REGNIER
IAR
4185273