SourcingSourcing

GRANITE CAPITAL MANAGEMENT, LLC

A70
CRD 141743·SEC 801-130793·OAKLAND, CA
AUM
$314.6M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$944K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRANITE CAPITAL MANAGEMENT, LLC
CRD
141743
SEC file #
801-130793
EIN
000000000
DBA names
Granite Capital

Economics

AUM
$314.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$238.1M → $314.6M▲ +32%
Client mix
Individuals High Net Worth62
Individuals Other14
Corporations8
Pension Profit Sharing Plans2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
OAKLAND CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
granitecapitalllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FUQUA, JOSEPH, BRIAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FUQUA, JOSEPH, BRIAN
SPEES, JOHN, KENNELLY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GRANITECAPITALLLC.COM
Rdap Domain Creation Date
2010-09-22T19:17:10Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001387440
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2007-01-16
Edgar Last Filing Date
2017-09-06
Edgar Form D Count
3
Edgar Form D Offerings
2017-09-062017-09-06 · 0001387440-17-000001
2016-08-232016-08-23 · 0001387440-16-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4007
Soi Zip Pct 200k Plus
0.1831
Soi Zip Returns 200k Plus
2120
Soi Zip Total AGI
1,563,639
Fdic Zip Total Deposits
6,028,433,000
Fdic Zip Branch Count
85
Fdic Zip Top Banks
Bank of America, National Association
Citibank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab5
E*trade4
Edgar Addresses
Mailing
1433 MARAVILLOSO LOOPWINDERMERE, FL 34786
Business
1433 MARAVILLOSO LOOPWINDERMERE, FL 34786
Edgar EIN
000000000
Edgar Recent Filings
D/A2017-09-06 · 0001387440-17-000001
D/A2016-08-23 · 0001387440-16-000004
Fdic Zip Branches Raw
Citibank, Federal Savings BankOakland, CA
First Nationwide Bank, A FSBOakland, CA
Fdic Zip HHI
3173.25
Fdic Zip Top Bank Share Pct
41.73
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-22T19:17:10Z
Rdap Domain Last Changed
2025-09-07T11:12:12Z
Rdap Nameservers
Ns1.fatcow.comNs2.fatcow.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI27,182
Returns2,210
Stub 2
AGI69,820
Returns1,870
Stub 3
AGI105,459
Returns1,700
Soi Zip Total Business Income
59,848
Soi Zip Total Cap Gains
86,406
Soi Zip Total Dividends
36,780
Soi Zip Total Returns
11,580
Top Owner CRD
1852295
Trust Company Affiliate
No

People (2)

2
SPEES, JOHN, KENNELLY
IAR · Direct Owner · 37.5%
2479218
FUQUA, JOSEPH, BRIAN
IAR · Direct Owner · 37.5%
1852295