SourcingSourcing

WL ROSS & CO. LLC

B51
CRD 141854·SEC 801-67779·DALLAS, TX
AUM
$224.6M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$674K
@ 30% margin
Est. Deal Value
$5.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WL ROSS & CO. LLC
CRD
141854
SEC file #
801-67779
EIN
134106462
DBA names
—

Economics

AUM
$224.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$2.38B → $224.6M▼ -91%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
9
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
13 advisors → 1 advisors▼ -92%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
invesco.com

Compliance

Disclosures (firm)
8
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
INVESCO PRIVATE CAPITAL, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
INVESCO PRIVATE CAPITAL, INC.
Dennis, Richard, Scott
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESCO.COM
Rdap Domain Creation Date
1995-01-04T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001202045
Edgar Registered
Yes
Edgar Filing Count
190
Edgar First Filing Date
2002-10-30
Edgar Last Filing Date
2022-02-14
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2022-02-14
Accession0001567619-22-003888

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
State Street2
Fidelity1
Bny Mellon1
Edgar Addresses
Mailing
2001 ROSS AVENUESUITE 3400DALLAS, TX 75201
Business
2001 ROSS AVENUESUITE 3400DALLAS, TX 75201
Edgar EIN
134106462
Edgar Recent Filings
13F-HR2022-02-14 · 0001567619-22-003888
SC 13G/A2022-02-10 · 0000914208-22-000140
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-03T05:00:00Z
Rdap Domain Last Changed
2026-05-14T18:49:17Z
Rdap Nameservers
Ns-1336.awsdns-39.orgNs-1566.awsdns-03.co.ukNs-45.awsdns-05.comNs-740.awsdns-28.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
107584
Trust Company Affiliate
Yes

People (5)

5
INVESCO PRIVATE CAPITAL, INC.
Direct Owner · 87.5%
107584
Dennis, Richard, Scott
Executive Officer · 2.5%
6187811
Levit, Joshua, Evan
Executive Officer · 2.5%
6601366
POPELKA, COURTNEY, RYAN
Executive Officer · 2.5%
5722920
REINA, ANTONIO, MICHAEL
Executive Officer · 2.5%
6273724